Hall Bryan H's Form 4 filing
Liberty Global Ltd. (LBTYA) · filed Mar 12, 2024
- Accession no.
- 0001570585-24-000075
- Filed
- Mar 12, 2024
- Trade date
- Mar 8-11, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $736.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hall Bryan HCIK 0001292152 | Officer (EVP, Gen Counsel & Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 8, 2024 | Class A Common Shares | AGrant or awardAcquired | +63,314 | –F1 | – | 205,437 | Direct | |
| Mar 8, 2024 | Class A Common Shares | FTax withholdingDisposed | −27,701 | $17.36 | −$480,889.36 | 177,736 | Direct | |
| Mar 8, 2024 | Class C Common Shares | AGrant or awardAcquired | +63,314 | –F1 | – | 197,635 | Direct | |
| Mar 8, 2024 | Class C Common Shares | FTax withholdingDisposed | −27,701 | $18.17 | −$503,327.17 | 169,934 | Direct | |
| Mar 8, 2024 | Class C Common Shares | SSaleDisposed | −25,000 | $18.24F2 | −$456,000 | 144,934 | Direct | |
| Mar 11, 2024 | Class C Common Shares | SSaleDisposed | −15,000 | $18.68F3 | −$280,200 | 129,934 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Class A and Class C common shares of the Issuer received by the Reporting Person pursuant to the Issuer's 2023 Annual Performance Award for employees (which was paid in part in shares), subject to applicable tax withholding.
Referenced by the price of 2 transactions in Table I.
- F2
The price reflects a weighted average of sales made at prices ranging from $18.20 to $18.34. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The price reflects a weighted average of sales made at prices ranging from $18.65 to $18.71. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.
Referenced by the price of 2 transactions in Table II.
Remarks
The trading symbols for the Issuer's classes of common shares are LBTYA, LBTYB, and LBTYK.