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Ginola Ltd 的 Form 4/A 修正申報

修正

Emagin Corp(EMAN),2021/11/8 申報

申報編號
0001567619-21-019469
申報時間
2021/11/8
交易日
2021/11/2-11/3
申報延遲
6 天
10b5-1 計畫
表單沒有這欄(2023 年以前)
原始申報日
2021/11/4

這份申報列了 4 筆非衍生性交易。公開市場賣出合計 $42.3 萬。交易後 6 天申報。

這份修正申報取代了 0001567619-21-019338(2021/11/4 申報)。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Ginola LtdCIK 0001230770持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/11/2Common StockS賣出處分−21,303$2.70F1−$57,518.1109,209直接
2021/11/3Common StockS賣出處分−18,718$2.80F2−$52,410.490,491直接
2021/11/2Common StockS賣出處分−61,296$2.70F3−$165,499.2584,617間接
2021/11/3Common StockS賣出處分−52,718$2.80F4−$147,610.4531,899間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

The price reported in Column 4 is a weighted average price. These shares of Common Stock, par value $0.001 per share ("Common Stock"), of eMagin Corporation (the "Issuer") were sold in multiple transactions at prices ranging from $2.60 to $2.80 per share of Common Stock, inclusive. Ginola Limited ("Ginola" or the "Reporting Person") undertakes to provide, upon request, to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth herein.

表 I 有 1 筆交易的價格引用這則附註。

F2

The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $2.70 to $2.84 per share of Common Stock of the Issuer, inclusive. The Reporting Person undertakes to provide, upon request, to the Issuer, any security holder of the Issuer, or the staff of the SEC full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth herein.

表 I 有 1 筆交易的價格引用這則附註。

F3

The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $2.61 to $2.79 per share of Common Stock of the Issuer, inclusive. Flat Creek Fiduciary Management LLC, as Trustee, undertakes to provide, upon request, to the Issuer, any security holder of the Issuer, or the staff of the SEC full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth herein.

表 I 有 1 筆交易的價格引用這則附註。

F4

The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $2.70 to $2.84 per share of Common Stock of the Issuer, inclusive. Flat Creek Fiduciary Management LLC, as Trustee, undertakes to provide, upon request, to the Issuer, any security holder of the Issuer, or the staff of the SEC full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth herein.

表 I 有 1 筆交易的價格引用這則附註。

F5

These securities are solely owned by Flat Creek Fiduciary Management LLC, as Trustee. The Reporting Person disclaims beneficial ownership of these securities, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities.

F6

These securities are solely owned by Mount Union Corp. The Reporting Person disclaims beneficial ownership of these securities, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities.

F7

These securities are solely owned by Chelsea Trust Company Limited, as Trustee. The Reporting Person disclaims beneficial ownership of these securities, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)