Ginola Ltd's Form 4/A amendment
AmendedEmagin Corp (EMAN) · filed Nov 8, 2021
- Accession no.
- 0001567619-21-019469
- Filed
- Nov 8, 2021
- Trade date
- Nov 2-3, 2021
- Filing delay
- 6 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Nov 4, 2021
This filing lists 4 non-derivative transactions. Open-market sales total $423.0K. It was filed 6 days after the trade.
This amendment replaces 0001567619-21-019338 (filed Nov 4, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ginola LtdCIK 0001230770 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Common Stock | SSaleDisposed | −21,303 | $2.70F1 | −$57,518.1 | 109,209 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −18,718 | $2.80F2 | −$52,410.4 | 90,491 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −61,296 | $2.70F3 | −$165,499.2 | 584,617 | Indirect | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −52,718 | $2.80F4 | −$147,610.4 | 531,899 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares of Common Stock, par value $0.001 per share ("Common Stock"), of eMagin Corporation (the "Issuer") were sold in multiple transactions at prices ranging from $2.60 to $2.80 per share of Common Stock, inclusive. Ginola Limited ("Ginola" or the "Reporting Person") undertakes to provide, upon request, to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $2.70 to $2.84 per share of Common Stock of the Issuer, inclusive. The Reporting Person undertakes to provide, upon request, to the Issuer, any security holder of the Issuer, or the staff of the SEC full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $2.61 to $2.79 per share of Common Stock of the Issuer, inclusive. Flat Creek Fiduciary Management LLC, as Trustee, undertakes to provide, upon request, to the Issuer, any security holder of the Issuer, or the staff of the SEC full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $2.70 to $2.84 per share of Common Stock of the Issuer, inclusive. Flat Creek Fiduciary Management LLC, as Trustee, undertakes to provide, upon request, to the Issuer, any security holder of the Issuer, or the staff of the SEC full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.
- F5
These securities are solely owned by Flat Creek Fiduciary Management LLC, as Trustee. The Reporting Person disclaims beneficial ownership of these securities, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities.
- F6
These securities are solely owned by Mount Union Corp. The Reporting Person disclaims beneficial ownership of these securities, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities.
- F7
These securities are solely owned by Chelsea Trust Company Limited, as Trustee. The Reporting Person disclaims beneficial ownership of these securities, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities.