Samath Jamie 的 Form 4 申報
Intuitive Surgical Inc（ISRG），2021/10/26 申報
- 申報編號
- 0001567619-21-018730
- 申報時間
- 2021/10/26
- 交易日
- 2021/10/22
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 12 筆非衍生性交易、6 筆衍生性交易。公開市場賣出合計 $51.1 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Samath JamieCIK 0001330269 | 高階主管（SVP of Finance） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/22 | Common Stock | M行使選擇權取得 | +156 | $242.34 | +$37,805.04 | 918 | 直接 | |
| 2021/10/22 | Common Stock | S賣出處分 | −156 | $339.71F3 | −$52,994.76 | 762 | 直接 | |
| 2021/10/22 | Common Stock | M行使選擇權取得 | +156 | $177.99 | +$27,766.44 | 918 | 直接 | |
| 2021/10/22 | Common Stock | S賣出處分 | −156 | $339.66F4 | −$52,986.96 | 762 | 直接 | |
| 2021/10/22 | Common Stock | M行使選擇權取得 | +273 | $166.62 | +$45,487.26 | 1,035 | 直接 | |
| 2021/10/22 | Common Stock | S賣出處分 | −273 | $339.66F4 | −$92,727.18 | 762 | 直接 | |
| 2021/10/22 | Common Stock | M行使選擇權取得 | +273 | $182.83 | +$49,912.59 | 1,035 | 直接 | |
| 2021/10/22 | Common Stock | S賣出處分 | −273 | $339.66F4 | −$92,727.18 | 762 | 直接 | |
| 2021/10/22 | Common Stock | M行使選擇權取得 | +321 | $174.26 | +$55,937.46 | 1,083 | 直接 | |
| 2021/10/22 | Common Stock | S賣出處分 | −321 | $339.66F4 | −$109,030.86 | 762 | 直接 | |
| 2021/10/22 | Common Stock | M行使選擇權取得 | +324 | $139.52 | +$45,204.48 | 1,086 | 直接 | |
| 2021/10/22 | Common Stock | S賣出處分 | −324 | $339.66F4 | −$110,049.84 | 762 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/22 | Common Stock | M行使選擇權處分 | −324 | $0.00 | $0 | 432 | 直接 | |
| 2021/10/22 | Common Stock | M行使選擇權處分 | −273 | $0.00 | $0 | 1,449 | 直接 | |
| 2021/10/22 | Common Stock | M行使選擇權處分 | −321 | $0.00 | $0 | 432 | 直接 | |
| 2021/10/22 | Common Stock | M行使選擇權處分 | −156 | $0.00 | $0 | 1,521 | 直接 | |
| 2021/10/22 | Common Stock | M行使選擇權處分 | −273 | $0.00 | $0 | 1,449 | 直接 | |
| 2021/10/22 | Common Stock | M行使選擇權處分 | −156 | $0.00 | $0 | 1,515 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $338.64 to $341.03 as follows: 20 shares sold at $338.64 to $338.99; 106 shares sold at $339.06 to $339.98; 30 shares sold at $340.04 to $341.03. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $338.47 to $341.34 as follows:179 shares sold at $338.47 to $338.99; 866 shares sold at $339 to $339.99; 280 shares sold at $340.09 to $340.82; 22 shares sold at $341 to $341.34. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 5 筆交易的價格引用這則附註。