Samath Jamie's Form 4 filing
Intuitive Surgical Inc (ISRG) · filed Oct 26, 2021
- Accession no.
- 0001567619-21-018730
- Filed
- Oct 26, 2021
- Trade date
- Oct 22, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 6 derivative transactions. Open-market sales total $510.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Samath JamieCIK 0001330269 | Officer (SVP of Finance) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 22, 2021 | Common Stock | MOption exerciseAcquired | +156 | $242.34 | +$37,805.04 | 918 | Direct | |
| Oct 22, 2021 | Common Stock | SSaleDisposed | −156 | $339.71F3 | −$52,994.76 | 762 | Direct | |
| Oct 22, 2021 | Common Stock | MOption exerciseAcquired | +156 | $177.99 | +$27,766.44 | 918 | Direct | |
| Oct 22, 2021 | Common Stock | SSaleDisposed | −156 | $339.66F4 | −$52,986.96 | 762 | Direct | |
| Oct 22, 2021 | Common Stock | MOption exerciseAcquired | +273 | $166.62 | +$45,487.26 | 1,035 | Direct | |
| Oct 22, 2021 | Common Stock | SSaleDisposed | −273 | $339.66F4 | −$92,727.18 | 762 | Direct | |
| Oct 22, 2021 | Common Stock | MOption exerciseAcquired | +273 | $182.83 | +$49,912.59 | 1,035 | Direct | |
| Oct 22, 2021 | Common Stock | SSaleDisposed | −273 | $339.66F4 | −$92,727.18 | 762 | Direct | |
| Oct 22, 2021 | Common Stock | MOption exerciseAcquired | +321 | $174.26 | +$55,937.46 | 1,083 | Direct | |
| Oct 22, 2021 | Common Stock | SSaleDisposed | −321 | $339.66F4 | −$109,030.86 | 762 | Direct | |
| Oct 22, 2021 | Common Stock | MOption exerciseAcquired | +324 | $139.52 | +$45,204.48 | 1,086 | Direct | |
| Oct 22, 2021 | Common Stock | SSaleDisposed | −324 | $339.66F4 | −$110,049.84 | 762 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 22, 2021 | Common Stock | MOption exerciseDisposed | −324 | $0.00 | $0 | 432 | Direct | |
| Oct 22, 2021 | Common Stock | MOption exerciseDisposed | −273 | $0.00 | $0 | 1,449 | Direct | |
| Oct 22, 2021 | Common Stock | MOption exerciseDisposed | −321 | $0.00 | $0 | 432 | Direct | |
| Oct 22, 2021 | Common Stock | MOption exerciseDisposed | −156 | $0.00 | $0 | 1,521 | Direct | |
| Oct 22, 2021 | Common Stock | MOption exerciseDisposed | −273 | $0.00 | $0 | 1,449 | Direct | |
| Oct 22, 2021 | Common Stock | MOption exerciseDisposed | −156 | $0.00 | $0 | 1,515 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $338.64 to $341.03 as follows: 20 shares sold at $338.64 to $338.99; 106 shares sold at $339.06 to $339.98; 30 shares sold at $340.04 to $341.03. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $338.47 to $341.34 as follows:179 shares sold at $338.47 to $338.99; 866 shares sold at $339 to $339.99; 280 shares sold at $340.09 to $340.82; 22 shares sold at $341 to $341.34. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 5 transactions in Table I.