Volkmer Bart 的 Form 4/A 修正申報
修正Dropbox, Inc.（DBX），2023/10/12 申報
- 申報編號
- 0001562180-23-007270
- 申報時間
- 2023/10/12
- 交易日
- 2023/9/15
- 申報延遲
- 27 天
- 10b5-1 計畫
- 有勾選
- 原始申報日
- 2023/9/19
這份申報列了 1 筆非衍生性交易。公開市場賣出合計 $19.1 萬。交易後 27 天申報。
這份修正申報取代了 0001562180-23-006946（2023/9/19 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Volkmer BartCIK 0001734437 | 高階主管（法務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/9/15 | Class A Common Stock | S賣出處分 | −7,054 | $27.14F2 | −$191,445.56 | 305,658 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2023. The original Form 4 referenced in Box 3 an incorrect Date of Earliest Transaction Required to be Reported.
- F2
This transaction was executed in multiple trades at prices ranging from $26.84 to $27.54. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2027. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.