Volkmer Bart's Form 4/A amendment
AmendedDropbox, Inc. (DBX) · filed Oct 12, 2023
- Accession no.
- 0001562180-23-007270
- Filed
- Oct 12, 2023
- Trade date
- Sep 15, 2023
- Filing delay
- 27 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Sep 19, 2023
This filing lists 1 non-derivative transaction. Open-market sales total $191.4K. It was filed 27 days after the trade.
This amendment replaces 0001562180-23-006946 (filed Sep 19, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Volkmer BartCIK 0001734437 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2023 | Class A Common Stock | SSaleDisposed | −7,054 | $27.14F2 | −$191,445.56 | 305,658 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2023. The original Form 4 referenced in Box 3 an incorrect Date of Earliest Transaction Required to be Reported.
- F2
This transaction was executed in multiple trades at prices ranging from $26.84 to $27.54. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2027. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.