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Lyons Robert C 的 Form 4 申報

Gatx Corp(GATX),2023/5/3 申報

申報編號
0001562180-23-003876
申報時間
2023/5/3
交易日
2023/5/1
申報延遲
2 天
10b5-1 計畫
沒有勾選

這份申報列了 3 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $238.1 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Lyons Robert CCIK 0001204288董事、高階主管(總裁、執行長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/5/1Common StockM行使選擇權取得+21,000$61.18+$1,284,78065,710直接
2023/5/1Common StockS賣出處分−15,108$113.12F1−$1,709,016.9650,602直接
2023/5/1Common StockS賣出處分−5,892$114.01F2−$671,746.9244,710直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2023/5/1Common StockM行使選擇權處分−21,000$0.00$00直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Represents the weighted average sale price. The highest price at which shares were sold was $113.7300 and the lowest price at which shares were sold was $112.7350. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareholders.

表 I 有 1 筆交易的價格引用這則附註。

F2

Represents the weighted average sale price. The highest price at which shares were sold was $114.2350 and the lowest price at which shares were sold was $113.7400. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareholders.

表 I 有 1 筆交易的價格引用這則附註。

備註

Exhibit List: Exhibit 1 - Confirming Statement

看 SEC EDGAR 上的完整原文 (在新分頁開啟)