Lyons Robert C's Form 4 filing
Gatx Corp (GATX) · filed May 3, 2023
- Accession no.
- 0001562180-23-003876
- Filed
- May 3, 2023
- Trade date
- May 1, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.38M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lyons Robert CCIK 0001204288 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 1, 2023 | Common Stock | MOption exerciseAcquired | +21,000 | $61.18 | +$1,284,780 | 65,710 | Direct | |
| May 1, 2023 | Common Stock | SSaleDisposed | −15,108 | $113.12 | −$1,709,016.96 | 50,602 | Direct | |
| May 1, 2023 | Common Stock | SSaleDisposed | −5,892 | $114.01 | −$671,746.92 | 44,710 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 1, 2023 | Common Stock | MOption exerciseDisposed | −21,000 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.