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Marcus Lawrence 的 Form 4 申報

Soundhound AI, Inc.(SOUN),2023/3/24 申報

申報編號
0001562180-23-003117
申報時間
2023/3/24
交易日
2023/3/23-3/24
申報延遲
1 天
10b5-1 計畫
沒有勾選

這份申報列了 3 筆非衍生性交易。公開市場賣出合計 $29.9 萬。交易後 1 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Marcus LawrenceCIK 0001248294董事

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/3/23Class A Common StockS賣出處分−26,095$2.01F1−$52,450.9577,337直接
2023/3/23Class A Common StockS賣出處分−48,905$1.95F2−$95,364.75870,846間接
2023/3/24Class A Common StockS賣出處分−75,000$2.02F3−$151,500795,846間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

This transaction was executed in multiple trades during the day at prices ranging from $1.99 to $2.04. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

表 I 有 1 筆交易的價格引用這則附註。

F2

This transaction was executed in multiple trades during the day at prices ranging from $1.91 to $1.99. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

表 I 有 1 筆交易的價格引用這則附註。

F3

This transaction was executed in multiple trades during the day at prices ranging from $1.95 to $2.11. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)