Marcus Lawrence's Form 4 filing
Soundhound AI, Inc. (SOUN) · filed Mar 24, 2023
- Accession no.
- 0001562180-23-003117
- Filed
- Mar 24, 2023
- Trade date
- Mar 23-24, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $299.3K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Marcus LawrenceCIK 0001248294 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 23, 2023 | Class A Common Stock | SSaleDisposed | −26,095 | $2.01F1 | −$52,450.95 | 77,337 | Direct | |
| Mar 23, 2023 | Class A Common Stock | SSaleDisposed | −48,905 | $1.95F2 | −$95,364.75 | 870,846 | Indirect | |
| Mar 24, 2023 | Class A Common Stock | SSaleDisposed | −75,000 | $2.02F3 | −$151,500 | 795,846 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades during the day at prices ranging from $1.99 to $2.04. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades during the day at prices ranging from $1.91 to $1.99. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades during the day at prices ranging from $1.95 to $2.11. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.