Sethi Subi 的 Form 4 申報
Clearwater Analytics Holdings, Inc.（CWAN），2022/11/25 申報
- 申報編號
- 0001562180-22-007898
- 申報時間
- 2022/11/25
- 交易日
- 2022/11/23-11/25
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 28 筆非衍生性交易、14 筆衍生性交易。公開市場賣出合計 $90.0 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Sethi SubiCIK 0001880112 | 高階主管（Chief Client Officer） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/23 | Class A Common Stock | M行使選擇權取得 | +5,397 | $4.40 | +$23,746.8 | 5,397 | 直接 | |
| 2022/11/23 | Class A Common Stock | S賣出處分 | −5,397 | $18.17F1 | −$98,063.49 | 0 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權取得 | +3,991 | $4.40 | +$17,560.4 | 3,991 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權取得 | +4,000 | $4.40 | +$17,600 | 7,991 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權取得 | +4,000 | $4.40 | +$17,600 | 11,991 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權取得 | +4,500 | $4.40 | +$19,800 | 16,491 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權取得 | +1,500 | $4.40 | +$6,600 | 17,991 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權取得 | +4,000 | $4.40 | +$17,600 | 21,991 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權取得 | +4,000 | $4.40 | +$17,600 | 25,991 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權取得 | +4,000 | $4.40 | +$17,600 | 29,991 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權取得 | +4,000 | $4.40 | +$17,600 | 33,991 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權取得 | +3,999 | $4.40 | +$17,595.6 | 37,990 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權取得 | +3,000 | $4.40 | +$13,200 | 40,990 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權取得 | +3,001 | $4.40 | +$13,204.4 | 43,991 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權取得 | +200 | $4.40 | +$880 | 44,191 | 直接 | |
| 2022/11/25 | Class A Common Stock | S賣出處分 | −3,000 | $18.24F2 | −$54,720 | 41,191 | 直接 | |
| 2022/11/25 | Class A Common Stock | S賣出處分 | −4,500 | $18.11F3 | −$81,495 | 36,691 | 直接 | |
| 2022/11/25 | Class A Common Stock | S賣出處分 | −4,000 | $18.15F4 | −$72,600 | 32,691 | 直接 | |
| 2022/11/25 | Class A Common Stock | S賣出處分 | −3,999 | $18.25 | −$72,981.75 | 28,692 | 直接 | |
| 2022/11/25 | Class A Common Stock | S賣出處分 | −4,000 | $18.13F5 | −$72,520 | 24,692 | 直接 | |
| 2022/11/25 | Class A Common Stock | S賣出處分 | −3,991 | $18.08F6 | −$72,157.28 | 20,701 | 直接 | |
| 2022/11/25 | Class A Common Stock | S賣出處分 | −4,000 | $18.17F7 | −$72,680 | 16,701 | 直接 | |
| 2022/11/25 | Class A Common Stock | S賣出處分 | −3,001 | $18.19F8 | −$54,588.19 | 13,700 | 直接 | |
| 2022/11/25 | Class A Common Stock | S賣出處分 | −4,000 | $18.21F9 | −$72,840 | 9,700 | 直接 | |
| 2022/11/25 | Class A Common Stock | S賣出處分 | −1,500 | $18.13F10 | −$27,195 | 8,200 | 直接 | |
| 2022/11/25 | Class A Common Stock | S賣出處分 | −4,000 | $18.01F11 | −$72,040 | 4,200 | 直接 | |
| 2022/11/25 | Class A Common Stock | S賣出處分 | −4,000 | $18.09F12 | −$72,360 | 200 | 直接 | |
| 2022/11/25 | Class A Common Stock | S賣出處分 | −200 | $18.23F13 | −$3,646 | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/23 | Class A Common Stock | M行使選擇權處分 | −5,397 | $0.00 | $0 | 94,241 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權處分 | −3,001 | $0.00 | $0 | 91,240 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權處分 | −4,000 | $0.00 | $0 | 87,240 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權處分 | −4,500 | $0.00 | $0 | 82,740 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權處分 | −3,000 | $0.00 | $0 | 79,740 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權處分 | −4,000 | $0.00 | $0 | 75,740 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權處分 | −3,991 | $0.00 | $0 | 71,749 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權處分 | −4,000 | $0.00 | $0 | 67,749 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權處分 | −3,999 | $0.00 | $0 | 63,750 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權處分 | −4,000 | $0.00 | $0 | 59,750 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權處分 | −4,000 | $0.00 | $0 | 55,750 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權處分 | −4,000 | $0.00 | $0 | 51,750 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權處分 | −1,500 | $0.00 | $0 | 50,250 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權處分 | −200 | $0.00 | $0 | 149,556 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed in multiple trades at prices ranging from $18.105 USD to $18.37 USD; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades at prices ranging from $18.1915 USD to $18.30 USD; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $18.08 USD to $18.145 USD; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $18.13 USD to $18.16 USD; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $18.10 USD to $18.1453 USD; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $18.05 USD to $18.0952 USD; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $18.16 USD to $18.20 USD; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $18.10 USD to $18.30 USD; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $18.20 USD to $18.23 USD; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $18.12 USD to $18.16 USD; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $18.0118 USD to $18.07 USD; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $18.085 USD to $18.13 USD; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $18.22 USD to $18.23 USD; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。