Sethi Subi's Form 4 filing
Clearwater Analytics Holdings, Inc. (CWAN) · filed Nov 25, 2022
- Accession no.
- 0001562180-22-007898
- Filed
- Nov 25, 2022
- Trade date
- Nov 23-25, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 28 non-derivative transactions and 14 derivative transactions. Open-market sales total $899.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sethi SubiCIK 0001880112 | Officer (Chief Client Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 23, 2022 | Class A Common Stock | MOption exerciseAcquired | +5,397 | $4.40 | +$23,746.8 | 5,397 | Direct | |
| Nov 23, 2022 | Class A Common Stock | SSaleDisposed | −5,397 | $18.17F1 | −$98,063.49 | 0 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseAcquired | +3,991 | $4.40 | +$17,560.4 | 3,991 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseAcquired | +4,000 | $4.40 | +$17,600 | 7,991 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseAcquired | +4,000 | $4.40 | +$17,600 | 11,991 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseAcquired | +4,500 | $4.40 | +$19,800 | 16,491 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseAcquired | +1,500 | $4.40 | +$6,600 | 17,991 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseAcquired | +4,000 | $4.40 | +$17,600 | 21,991 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseAcquired | +4,000 | $4.40 | +$17,600 | 25,991 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseAcquired | +4,000 | $4.40 | +$17,600 | 29,991 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseAcquired | +4,000 | $4.40 | +$17,600 | 33,991 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseAcquired | +3,999 | $4.40 | +$17,595.6 | 37,990 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseAcquired | +3,000 | $4.40 | +$13,200 | 40,990 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseAcquired | +3,001 | $4.40 | +$13,204.4 | 43,991 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseAcquired | +200 | $4.40 | +$880 | 44,191 | Direct | |
| Nov 25, 2022 | Class A Common Stock | SSaleDisposed | −3,000 | $18.24F2 | −$54,720 | 41,191 | Direct | |
| Nov 25, 2022 | Class A Common Stock | SSaleDisposed | −4,500 | $18.11F3 | −$81,495 | 36,691 | Direct | |
| Nov 25, 2022 | Class A Common Stock | SSaleDisposed | −4,000 | $18.15F4 | −$72,600 | 32,691 | Direct | |
| Nov 25, 2022 | Class A Common Stock | SSaleDisposed | −3,999 | $18.25 | −$72,981.75 | 28,692 | Direct | |
| Nov 25, 2022 | Class A Common Stock | SSaleDisposed | −4,000 | $18.13F5 | −$72,520 | 24,692 | Direct | |
| Nov 25, 2022 | Class A Common Stock | SSaleDisposed | −3,991 | $18.08F6 | −$72,157.28 | 20,701 | Direct | |
| Nov 25, 2022 | Class A Common Stock | SSaleDisposed | −4,000 | $18.17F7 | −$72,680 | 16,701 | Direct | |
| Nov 25, 2022 | Class A Common Stock | SSaleDisposed | −3,001 | $18.19F8 | −$54,588.19 | 13,700 | Direct | |
| Nov 25, 2022 | Class A Common Stock | SSaleDisposed | −4,000 | $18.21F9 | −$72,840 | 9,700 | Direct | |
| Nov 25, 2022 | Class A Common Stock | SSaleDisposed | −1,500 | $18.13F10 | −$27,195 | 8,200 | Direct | |
| Nov 25, 2022 | Class A Common Stock | SSaleDisposed | −4,000 | $18.01F11 | −$72,040 | 4,200 | Direct | |
| Nov 25, 2022 | Class A Common Stock | SSaleDisposed | −4,000 | $18.09F12 | −$72,360 | 200 | Direct | |
| Nov 25, 2022 | Class A Common Stock | SSaleDisposed | −200 | $18.23F13 | −$3,646 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 23, 2022 | Class A Common Stock | MOption exerciseDisposed | −5,397 | $0.00 | $0 | 94,241 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseDisposed | −3,001 | $0.00 | $0 | 91,240 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 87,240 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseDisposed | −4,500 | $0.00 | $0 | 82,740 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 79,740 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 75,740 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseDisposed | −3,991 | $0.00 | $0 | 71,749 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 67,749 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseDisposed | −3,999 | $0.00 | $0 | 63,750 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 59,750 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 55,750 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 51,750 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseDisposed | −1,500 | $0.00 | $0 | 50,250 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseDisposed | −200 | $0.00 | $0 | 149,556 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $18.105 USD to $18.37 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $18.1915 USD to $18.30 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $18.08 USD to $18.145 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $18.13 USD to $18.16 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $18.10 USD to $18.1453 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $18.05 USD to $18.0952 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $18.16 USD to $18.20 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $18.10 USD to $18.30 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $18.20 USD to $18.23 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $18.12 USD to $18.16 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $18.0118 USD to $18.07 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $18.085 USD to $18.13 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $18.22 USD to $18.23 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.