Raman Gayatri 的 Form 4 申報
Clearwater Analytics Holdings, Inc.（CWAN），2022/11/25 申報
- 申報編號
- 0001562180-22-007897
- 申報時間
- 2022/11/25
- 交易日
- 2022/11/22-11/25
- 申報延遲
- 3 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 14 筆非衍生性交易、7 筆衍生性交易。公開市場賣出合計 $250.4 萬。交易後 3 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Raman GayatriCIK 0001880115 | 高階主管（President, Europe and Asia） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/22 | Class A Common Stock | M行使選擇權取得 | +11,004 | $4.40 | +$48,417.6 | 11,004 | 直接 | |
| 2022/11/22 | Class A Common Stock | S賣出處分 | −11,004 | $18.01F3 | −$198,182.04 | 0 | 直接 | |
| 2022/11/23 | Class A Common Stock | M行使選擇權取得 | +30,000 | $4.40 | +$132,000 | 30,000 | 直接 | |
| 2022/11/23 | Class A Common Stock | M行使選擇權取得 | +20,000 | $12.40 | +$248,000 | 50,000 | 直接 | |
| 2022/11/23 | Class A Common Stock | M行使選擇權取得 | +20,000 | $12.40 | +$248,000 | 70,000 | 直接 | |
| 2022/11/23 | Class A Common Stock | M行使選擇權取得 | +7,647 | $4.40 | +$33,646.8 | 77,647 | 直接 | |
| 2022/11/23 | Class A Common Stock | S賣出處分 | −20,000 | $17.92F4 | −$358,400 | 57,647 | 直接 | |
| 2022/11/23 | Class A Common Stock | S賣出處分 | −7,647 | $18.13F5 | −$138,640.11 | 50,000 | 直接 | |
| 2022/11/23 | Class A Common Stock | S賣出處分 | −20,000 | $18.04F6 | −$360,800 | 30,000 | 直接 | |
| 2022/11/23 | Class A Common Stock | S賣出處分 | −30,000 | $18.03F7 | −$540,900 | 0 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權取得 | +40,000 | $4.40 | +$176,000 | 40,000 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權取得 | +10,000 | $12.40 | +$124,000 | 50,000 | 直接 | |
| 2022/11/25 | Class A Common Stock | S賣出處分 | −10,000 | $18.14F1 | −$181,400 | 40,000 | 直接 | |
| 2022/11/25 | Class A Common Stock | S賣出處分 | −40,000 | $18.15F2 | −$726,000 | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/22 | Class A Common Stock | M行使選擇權處分 | −11,004 | $0.00 | $0 | 337,062 | 直接 | |
| 2022/11/23 | Class A Common Stock | M行使選擇權處分 | −20,000 | $0.00 | $0 | 105,000 | 直接 | |
| 2022/11/23 | Class A Common Stock | M行使選擇權處分 | −20,000 | $0.00 | $0 | 85,000 | 直接 | |
| 2022/11/23 | Class A Common Stock | M行使選擇權處分 | −30,000 | $0.00 | $0 | 307,062 | 直接 | |
| 2022/11/23 | Class A Common Stock | M行使選擇權處分 | −7,647 | $0.00 | $0 | 299,415 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權處分 | −10,000 | $0.00 | $0 | 75,000 | 直接 | |
| 2022/11/25 | Class A Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 259,415 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed in multiple trades at prices ranging from $18.14 USD to $18.14 USD; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades at prices ranging from $18.02 USD to $18.25 USD; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $18.00 USD to $18.08 USD; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $17.87 USD to $17.97 USD; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $18.02 USD to $18.37 USD; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $18.00 USD to $18.14 USD; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $17.90 USD to $18.17 USD; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。