Raman Gayatri's Form 4 filing
Clearwater Analytics Holdings, Inc. (CWAN) · filed Nov 25, 2022
- Accession no.
- 0001562180-22-007897
- Filed
- Nov 25, 2022
- Trade date
- Nov 22-25, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions and 7 derivative transactions. Open-market sales total $2.50M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Raman GayatriCIK 0001880115 | Officer (President, Europe and Asia) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2022 | Class A Common Stock | MOption exerciseAcquired | +11,004 | $4.40 | +$48,417.6 | 11,004 | Direct | |
| Nov 22, 2022 | Class A Common Stock | SSaleDisposed | −11,004 | $18.01F3 | −$198,182.04 | 0 | Direct | |
| Nov 23, 2022 | Class A Common Stock | MOption exerciseAcquired | +30,000 | $4.40 | +$132,000 | 30,000 | Direct | |
| Nov 23, 2022 | Class A Common Stock | MOption exerciseAcquired | +20,000 | $12.40 | +$248,000 | 50,000 | Direct | |
| Nov 23, 2022 | Class A Common Stock | MOption exerciseAcquired | +20,000 | $12.40 | +$248,000 | 70,000 | Direct | |
| Nov 23, 2022 | Class A Common Stock | MOption exerciseAcquired | +7,647 | $4.40 | +$33,646.8 | 77,647 | Direct | |
| Nov 23, 2022 | Class A Common Stock | SSaleDisposed | −20,000 | $17.92F4 | −$358,400 | 57,647 | Direct | |
| Nov 23, 2022 | Class A Common Stock | SSaleDisposed | −7,647 | $18.13F5 | −$138,640.11 | 50,000 | Direct | |
| Nov 23, 2022 | Class A Common Stock | SSaleDisposed | −20,000 | $18.04F6 | −$360,800 | 30,000 | Direct | |
| Nov 23, 2022 | Class A Common Stock | SSaleDisposed | −30,000 | $18.03F7 | −$540,900 | 0 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseAcquired | +40,000 | $4.40 | +$176,000 | 40,000 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseAcquired | +10,000 | $12.40 | +$124,000 | 50,000 | Direct | |
| Nov 25, 2022 | Class A Common Stock | SSaleDisposed | −10,000 | $18.14F1 | −$181,400 | 40,000 | Direct | |
| Nov 25, 2022 | Class A Common Stock | SSaleDisposed | −40,000 | $18.15F2 | −$726,000 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2022 | Class A Common Stock | MOption exerciseDisposed | −11,004 | $0.00 | $0 | 337,062 | Direct | |
| Nov 23, 2022 | Class A Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 105,000 | Direct | |
| Nov 23, 2022 | Class A Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 85,000 | Direct | |
| Nov 23, 2022 | Class A Common Stock | MOption exerciseDisposed | −30,000 | $0.00 | $0 | 307,062 | Direct | |
| Nov 23, 2022 | Class A Common Stock | MOption exerciseDisposed | −7,647 | $0.00 | $0 | 299,415 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 75,000 | Direct | |
| Nov 25, 2022 | Class A Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 259,415 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $18.14 USD to $18.14 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $18.02 USD to $18.25 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $18.00 USD to $18.08 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $17.87 USD to $17.97 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $18.02 USD to $18.37 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $18.00 USD to $18.14 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $17.90 USD to $18.17 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.