Rubin Amir Dan 的 Form 4 申報
1Life Healthcare IncONEM，2022/10/6 申報
- 申報編號
- 0001562180-22-007116
- 申報時間
- 2022/10/6
- 交易日
- 2022/10/4-10/6
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 9 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $9,946 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rubin Amir DanCIK 0001642829 | 董事、高階主管（董事長、執行長、總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/10/4 | Common Stock | M行使選擇權取得 | +1,589,798 | $4.01 | +$6,375,089.98 | 1,689,546 | 直接 | |
| 2022/10/4 | Common Stock | M行使選擇權取得 | +24,139 | $4.01 | +$96,797.39 | 1,713,685 | 直接 | |
| 2022/10/4 | Common Stock | S賣出處分 | −1,613,937 | $17.17F2 | −$27,711,298.29 | 99,748 | 直接 | |
| 2022/10/5 | Common Stock | M行使選擇權取得 | +2,123,402 | $4.01 | +$8,514,842.02 | 2,223,150 | 直接 | |
| 2022/10/5 | Common Stock | S賣出處分 | −2,123,402 | $17.09F3 | −$36,288,940.18 | 99,748 | 直接 | |
| 2022/10/6 | Common Stock | M行使選擇權取得 | +1,825,289 | $4.01 | +$7,319,408.89 | 1,925,037 | 直接 | |
| 2022/10/6 | Common Stock | S賣出處分 | −1,825,289 | $17.08F4 | −$31,175,936.12 | 99,748 | 直接 | |
| 2022/10/4 | Common Stock | S賣出處分 | −124,688 | $17.18F5 | −$2,142,139.84 | 124,689 | 間接 | |
| 2022/10/4 | Common Stock | S賣出處分 | −124,689 | $17.18F6 | −$2,142,157.02 | 0 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/10/4 | Common Stock | M行使選擇權處分 | −1,589,798 | $0.00 | $0 | 0 | 直接 | |
| 2022/10/4 | Common Stock | M行使選擇權處分 | −24,139 | $0.00 | $0 | 5,077,573 | 直接 | |
| 2022/10/5 | Common Stock | M行使選擇權處分 | −2,123,402 | $0.00 | $0 | 2,954,171 | 直接 | |
| 2022/10/6 | Common Stock | M行使選擇權處分 | −1,825,289 | $0.00 | $0 | 1,128,882 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $17.08 to $17.225. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $17.07 to $17.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $17.04 to $17.135. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $17.095 to $17.25. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $17.09 to $17.25. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。