Rubin Amir Dan's Form 4 filing
1Life Healthcare IncONEM · filed Oct 6, 2022
- Accession no.
- 0001562180-22-007116
- Filed
- Oct 6, 2022
- Trade date
- Oct 4-6, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 4 derivative transactions. Open-market sales total $99.5M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rubin Amir DanCIK 0001642829 | Director, Officer (Chair, CEO and President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 4, 2022 | Common Stock | MOption exerciseAcquired | +1,589,798 | $4.01 | +$6,375,089.98 | 1,689,546 | Direct | |
| Oct 4, 2022 | Common Stock | MOption exerciseAcquired | +24,139 | $4.01 | +$96,797.39 | 1,713,685 | Direct | |
| Oct 4, 2022 | Common Stock | SSaleDisposed | −1,613,937 | $17.17F2 | −$27,711,298.29 | 99,748 | Direct | |
| Oct 5, 2022 | Common Stock | MOption exerciseAcquired | +2,123,402 | $4.01 | +$8,514,842.02 | 2,223,150 | Direct | |
| Oct 5, 2022 | Common Stock | SSaleDisposed | −2,123,402 | $17.09F3 | −$36,288,940.18 | 99,748 | Direct | |
| Oct 6, 2022 | Common Stock | MOption exerciseAcquired | +1,825,289 | $4.01 | +$7,319,408.89 | 1,925,037 | Direct | |
| Oct 6, 2022 | Common Stock | SSaleDisposed | −1,825,289 | $17.08F4 | −$31,175,936.12 | 99,748 | Direct | |
| Oct 4, 2022 | Common Stock | SSaleDisposed | −124,688 | $17.18F5 | −$2,142,139.84 | 124,689 | Indirect | |
| Oct 4, 2022 | Common Stock | SSaleDisposed | −124,689 | $17.18F6 | −$2,142,157.02 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 4, 2022 | Common Stock | MOption exerciseDisposed | −1,589,798 | $0.00 | $0 | 0 | Direct | |
| Oct 4, 2022 | Common Stock | MOption exerciseDisposed | −24,139 | $0.00 | $0 | 5,077,573 | Direct | |
| Oct 5, 2022 | Common Stock | MOption exerciseDisposed | −2,123,402 | $0.00 | $0 | 2,954,171 | Direct | |
| Oct 6, 2022 | Common Stock | MOption exerciseDisposed | −1,825,289 | $0.00 | $0 | 1,128,882 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $17.08 to $17.225. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $17.07 to $17.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $17.04 to $17.135. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $17.095 to $17.25. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $17.09 to $17.25. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.