Ellman Thomas A. 的 Form 4 申報
Gatx Corp（GATX），2022/2/7 申報
- 申報編號
- 0001562180-22-001192
- 申報時間
- 2022/2/7
- 交易日
- 2022/2/3
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 5 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $269.7 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Ellman Thomas A.CIK 0001534505 | 高階主管（執行副總裁、財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/2/3 | Common Stock | M行使選擇權取得 | +22,400 | $39.19 | +$877,856 | 61,223 | 直接 | |
| 2022/2/3 | Common Stock | S賣出處分 | −19,404 | $105.15F1 | −$2,040,330.6 | 41,819 | 直接 | |
| 2022/2/3 | Common Stock | S賣出處分 | −2,996 | $106.37F2 | −$318,684.52 | 38,823 | 直接 | |
| 2022/2/3 | Common Stock | S賣出處分 | −2,087 | $105.44F3 | −$220,053.28 | 36,736 | 直接 | |
| 2022/2/3 | Common Stock | S賣出處分 | −1,113 | $106.39F4 | −$118,412.07 | 35,623 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/2/3 | Common Stock | M行使選擇權處分 | −22,400 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Represents the weighted average sale price. The highest price at which shares were sold was $105.8100 and the lowest price at which shares were sold was $104.8600.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Represents the weighted average sale price. The highest price at which shares were sold was $ 106.7750 and the lowest price at which shares were sold was $105.9500.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Represents the weighted average sale price. The highest price at which shares were sold was $105.7600 and the lowest price at which shares were sold was $105.0000.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents the weighted average sale price. The highest price at which shares were sold was $106.6400 and the lowest price at which shares were sold was $106.0800.
表 I 有 1 筆交易的價格引用這則附註。