Ellman Thomas A.'s Form 4 filing
Gatx Corp (GATX) · filed Feb 7, 2022
- Accession no.
- 0001562180-22-001192
- Filed
- Feb 7, 2022
- Trade date
- Feb 3, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.70M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ellman Thomas A.CIK 0001534505 | Officer (EVP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 3, 2022 | Common Stock | MOption exerciseAcquired | +22,400 | $39.19 | +$877,856 | 61,223 | Direct | |
| Feb 3, 2022 | Common Stock | SSaleDisposed | −19,404 | $105.15F1 | −$2,040,330.6 | 41,819 | Direct | |
| Feb 3, 2022 | Common Stock | SSaleDisposed | −2,996 | $106.37F2 | −$318,684.52 | 38,823 | Direct | |
| Feb 3, 2022 | Common Stock | SSaleDisposed | −2,087 | $105.44F3 | −$220,053.28 | 36,736 | Direct | |
| Feb 3, 2022 | Common Stock | SSaleDisposed | −1,113 | $106.39F4 | −$118,412.07 | 35,623 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 3, 2022 | Common Stock | MOption exerciseDisposed | −22,400 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sale price. The highest price at which shares were sold was $105.8100 and the lowest price at which shares were sold was $104.8600.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average sale price. The highest price at which shares were sold was $ 106.7750 and the lowest price at which shares were sold was $105.9500.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sale price. The highest price at which shares were sold was $105.7600 and the lowest price at which shares were sold was $105.0000.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sale price. The highest price at which shares were sold was $106.6400 and the lowest price at which shares were sold was $106.0800.
Referenced by the price of 1 transaction in Table I.