Dearen Danny L. 的 Form 4 申報
Axonics, Inc.（AXNX），2022/1/20 申報
- 申報編號
- 0001562180-22-000563
- 申報時間
- 2022/1/20
- 交易日
- 2022/1/18
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 7 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $101.9 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Dearen Danny L.CIK 0001756438 | 高階主管（見申報備註） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/1/18 | Common Stock | M行使選擇權取得 | +10,805 | $14.19 | +$153,322.95 | 20,805 | 直接 | |
| 2022/1/18 | Common Stock | M行使選擇權取得 | +5,477 | $1.63 | +$8,927.51 | 26,282 | 直接 | |
| 2022/1/18 | Common Stock | M行使選擇權取得 | +3,718 | $1.42 | +$5,279.56 | 30,000 | 直接 | |
| 2022/1/18 | Common Stock | S賣出處分 | −4,312 | $49.73F2 | −$214,435.76 | 25,688 | 直接 | |
| 2022/1/18 | Common Stock | S賣出處分 | −9,756 | $50.80F3 | −$495,604.8 | 15,932 | 直接 | |
| 2022/1/18 | Common Stock | S賣出處分 | −3,886 | $51.68F4 | −$200,828.48 | 12,046 | 直接 | |
| 2022/1/18 | Common Stock | S賣出處分 | −2,046 | $52.61F5 | −$107,640.06 | 10,000 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/1/18 | Common Stock | M行使選擇權處分 | −10,805 | $0.00 | $0 | 52,468 | 直接 | |
| 2022/1/18 | Common Stock | M行使選擇權處分 | −5,477 | $0.00 | $0 | 23,444 | 直接 | |
| 2022/1/18 | Common Stock | M行使選擇權處分 | −3,718 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $49.35 to $50.305. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $50.40 to $51.23. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $51.425 to $52.41. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $52.46 to $53.36. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。