Dearen Danny L.'s Form 4 filing
Axonics, Inc. (AXNX) · filed Jan 20, 2022
- Accession no.
- 0001562180-22-000563
- Filed
- Jan 20, 2022
- Trade date
- Jan 18, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.02M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dearen Danny L.CIK 0001756438 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 18, 2022 | Common Stock | MOption exerciseAcquired | +10,805 | $14.19 | +$153,322.95 | 20,805 | Direct | |
| Jan 18, 2022 | Common Stock | MOption exerciseAcquired | +5,477 | $1.63 | +$8,927.51 | 26,282 | Direct | |
| Jan 18, 2022 | Common Stock | MOption exerciseAcquired | +3,718 | $1.42 | +$5,279.56 | 30,000 | Direct | |
| Jan 18, 2022 | Common Stock | SSaleDisposed | −4,312 | $49.73F2 | −$214,435.76 | 25,688 | Direct | |
| Jan 18, 2022 | Common Stock | SSaleDisposed | −9,756 | $50.80F3 | −$495,604.8 | 15,932 | Direct | |
| Jan 18, 2022 | Common Stock | SSaleDisposed | −3,886 | $51.68F4 | −$200,828.48 | 12,046 | Direct | |
| Jan 18, 2022 | Common Stock | SSaleDisposed | −2,046 | $52.61F5 | −$107,640.06 | 10,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 18, 2022 | Common Stock | MOption exerciseDisposed | −10,805 | $0.00 | $0 | 52,468 | Direct | |
| Jan 18, 2022 | Common Stock | MOption exerciseDisposed | −5,477 | $0.00 | $0 | 23,444 | Direct | |
| Jan 18, 2022 | Common Stock | MOption exerciseDisposed | −3,718 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $49.35 to $50.305. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $50.40 to $51.23. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $51.425 to $52.41. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $52.46 to $53.36. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.