Anderson Harvey 的 Form 4 申報
HP Inc（HPQ），2021/11/2 申報
- 申報編號
- 0001562180-21-006773
- 申報時間
- 2021/11/2
- 交易日
- 2021/10/29-11/2
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 7 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $24.4 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Anderson HarveyCIK 0001842375 | 高階主管（法務長、公司秘書） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/29 | Common Stock | M行使選擇權取得 | +4,744 | $0.00 | $0 | 4,744 | 直接 | |
| 2021/10/29 | Common Stock | F扣股繳稅處分 | −1,652 | $30.33 | −$50,105.16 | 3,122 | 直接 | |
| 2021/10/29 | Common Stock | M行使選擇權取得 | +3,852 | $0.00 | $0 | 6,974 | 直接 | |
| 2021/10/29 | Common Stock | F扣股繳稅處分 | −1,333 | $30.33 | −$40,429.89 | 5,641 | 直接 | |
| 2021/10/31 | Common Stock | M行使選擇權取得 | +7,168 | $0.00 | $0 | 12,809 | 直接 | |
| 2021/10/31 | Common Stock | F扣股繳稅處分 | −2,479 | $30.33 | −$75,188.07 | 10,330 | 直接 | |
| 2021/11/2 | Common Stock | S賣出處分 | −7,811 | $31.26 | −$244,171.86 | 2,519 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F4
On 10/29/2018, the reporting person was granted 13,032 RSUs, one-third of which vested annually over three years on each of 10/29/2019, 10/29/2020 and 10/20/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 430 vested dividend equivalent rights.
表 II 有 1 筆交易的價格引用這則附註。
- F5
On 10/29/2020, the reporting person was granted 11,249 RSUs, one-third of which vests annually over three years on each of 10/29/2021, 10/29/2022 and 10/29/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 103 vested dividend equivalent rights.
表 II 有 1 筆交易的價格引用這則附註。
- F6
On 10/31/2019, the reporting person was granted 20,150 RSUs, one-third of which vests annually over three years on each of 10/31/2020, 10/31/2021 and 10/31/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 451 vested dividend equivalent rights.
表 II 有 1 筆交易的價格引用這則附註。