Anderson Harvey's Form 4 filing
HP Inc (HPQ) · filed Nov 2, 2021
- Accession no.
- 0001562180-21-006773
- Filed
- Nov 2, 2021
- Trade date
- Oct 29-Nov 2, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $244.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Anderson HarveyCIK 0001842375 | Officer (Chief Legal Officer & Sec) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 29, 2021 | Common Stock | MOption exerciseAcquired | +4,744 | $0.00 | $0 | 4,744 | Direct | |
| Oct 29, 2021 | Common Stock | FTax withholdingDisposed | −1,652 | $30.33 | −$50,105.16 | 3,122 | Direct | |
| Oct 29, 2021 | Common Stock | MOption exerciseAcquired | +3,852 | $0.00 | $0 | 6,974 | Direct | |
| Oct 29, 2021 | Common Stock | FTax withholdingDisposed | −1,333 | $30.33 | −$40,429.89 | 5,641 | Direct | |
| Oct 31, 2021 | Common Stock | MOption exerciseAcquired | +7,168 | $0.00 | $0 | 12,809 | Direct | |
| Oct 31, 2021 | Common Stock | FTax withholdingDisposed | −2,479 | $30.33 | −$75,188.07 | 10,330 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −7,811 | $31.26 | −$244,171.86 | 2,519 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 29, 2021 | Common Stock | MOption exerciseDisposed | −4,744 | –F4 | – | 3,143 | Direct | |
| Oct 29, 2021 | Common Stock | MOption exerciseDisposed | −3,852 | –F5 | – | 6,578 | Direct | |
| Oct 31, 2021 | Common Stock | MOption exerciseDisposed | −7,168 | –F6 | – | 11,295 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
On 10/29/2018, the reporting person was granted 13,032 RSUs, one-third of which vested annually over three years on each of 10/29/2019, 10/29/2020 and 10/20/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 430 vested dividend equivalent rights.
Referenced by the price of 1 transaction in Table II.
- F5
On 10/29/2020, the reporting person was granted 11,249 RSUs, one-third of which vests annually over three years on each of 10/29/2021, 10/29/2022 and 10/29/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 103 vested dividend equivalent rights.
Referenced by the price of 1 transaction in Table II.
- F6
On 10/31/2019, the reporting person was granted 20,150 RSUs, one-third of which vests annually over three years on each of 10/31/2020, 10/31/2021 and 10/31/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 451 vested dividend equivalent rights.
Referenced by the price of 1 transaction in Table II.