Becker Gregory W 的 Form 4 申報
SVB Financial Group（SIVB），2021/7/19 申報
- 申報編號
- 0001562180-21-004974
- 申報時間
- 2021/7/19
- 交易日
- 2021/6/30-7/15
- 申報延遲
- 19 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 18 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $949.2 萬。交易後 19 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Becker Gregory WCIK 0001259867 | 高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/6/30 | Common Stock | A公司授予取得 | +64 | $329.24 | +$21,071.36 | 71,892 | 間接 | |
| 2021/7/15 | Common Stock | M行使選擇權取得 | +5,000 | $129.81 | +$649,050 | 76,892 | 間接 | |
| 2021/7/15 | Common Stock | M行使選擇權取得 | +5,000 | $129.81 | +$649,050 | 81,892 | 間接 | |
| 2021/7/15 | Common Stock | M行使選擇權取得 | +6,237 | $129.81 | +$809,624.97 | 88,129 | 間接 | |
| 2021/7/15 | Common Stock | S賣出處分 | −360 | $574.38 | −$206,776.8 | 87,769 | 間接 | |
| 2021/7/15 | Common Stock | S賣出處分 | −907 | $576.62F3 | −$522,994.34 | 86,862 | 間接 | |
| 2021/7/15 | Common Stock | S賣出處分 | −619 | $577.87 | −$357,701.53 | 86,243 | 間接 | |
| 2021/7/15 | Common Stock | S賣出處分 | −334 | $579.11F4 | −$193,422.74 | 85,909 | 間接 | |
| 2021/7/15 | Common Stock | S賣出處分 | −1,277 | $580.21F5 | −$740,928.17 | 84,632 | 間接 | |
| 2021/7/15 | Common Stock | S賣出處分 | −784 | $581.61F6 | −$455,982.24 | 83,848 | 間接 | |
| 2021/7/15 | Common Stock | S賣出處分 | −1,948 | $582.71F7 | −$1,135,119.08 | 81,900 | 間接 | |
| 2021/7/15 | Common Stock | S賣出處分 | −686 | $584.45F8 | −$400,932.7 | 81,214 | 間接 | |
| 2021/7/15 | Common Stock | S賣出處分 | −39 | $584.76 | −$22,805.64 | 81,175 | 間接 | |
| 2021/7/15 | Common Stock | S賣出處分 | −4,300 | $587.06F9 | −$2,524,358 | 76,875 | 間接 | |
| 2021/7/15 | Common Stock | S賣出處分 | −4,514 | $587.89F10 | −$2,653,735.46 | 72,361 | 間接 | |
| 2021/7/15 | Common Stock | S賣出處分 | −93 | $589.40F11 | −$54,814.2 | 72,268 | 間接 | |
| 2021/7/15 | Common Stock | S賣出處分 | −221 | $590.01F12 | −$130,392.21 | 72,047 | 間接 | |
| 2021/7/15 | Common Stock | S賣出處分 | −155 | $591.47F13 | −$91,677.85 | 71,892 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/15 | Common Stock | M行使選擇權處分 | −5,000 | $0.00 | $0 | 11,237 | 直接 | |
| 2021/7/15 | Common Stock | M行使選擇權處分 | −5,000 | $0.00 | $0 | 6,237 | 直接 | |
| 2021/7/15 | Common Stock | M行使選擇權處分 | −6,237 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
This transaction was executed in multiple trades at prices ranging from $576.35 to $577.15; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $578.98 to $579.86; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $580.14 to $580.89; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $581.18 to $581.68; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $582.20 to $583.10; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $583.66 to $584.48; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $586.55 to $587.54; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $587.57 to $588.25; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $588.60 to $589.50; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $589.93 to $590.05; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $591.33 to $591.53; the price reported above reflects the weighted average sale price.
表 I 有 1 筆交易的價格引用這則附註。