Becker Gregory W's Form 4 filing
SVB Financial Group (SIVB) · filed Jul 19, 2021
- Accession no.
- 0001562180-21-004974
- Filed
- Jul 19, 2021
- Trade date
- Jun 30-Jul 15, 2021
- Filing delay
- 19 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 18 non-derivative transactions and 3 derivative transactions. Open-market sales total $9.49M. It was filed 19 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Becker Gregory WCIK 0001259867 | Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2021 | Common Stock | AGrant or awardAcquired | +64 | $329.24 | +$21,071.36 | 71,892 | Indirect | |
| Jul 15, 2021 | Common Stock | MOption exerciseAcquired | +5,000 | $129.81 | +$649,050 | 76,892 | Indirect | |
| Jul 15, 2021 | Common Stock | MOption exerciseAcquired | +5,000 | $129.81 | +$649,050 | 81,892 | Indirect | |
| Jul 15, 2021 | Common Stock | MOption exerciseAcquired | +6,237 | $129.81 | +$809,624.97 | 88,129 | Indirect | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −360 | $574.38 | −$206,776.8 | 87,769 | Indirect | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −907 | $576.62 | −$522,994.34 | 86,862 | Indirect | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −619 | $577.87 | −$357,701.53 | 86,243 | Indirect | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −334 | $579.11 | −$193,422.74 | 85,909 | Indirect | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −1,277 | $580.21 | −$740,928.17 | 84,632 | Indirect | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −784 | $581.61 | −$455,982.24 | 83,848 | Indirect | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −1,948 | $582.71 | −$1,135,119.08 | 81,900 | Indirect | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −686 | $584.45 | −$400,932.7 | 81,214 | Indirect | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −39 | $584.76 | −$22,805.64 | 81,175 | Indirect | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −4,300 | $587.06 | −$2,524,358 | 76,875 | Indirect | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −4,514 | $587.89 | −$2,653,735.46 | 72,361 | Indirect | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −93 | $589.40 | −$54,814.2 | 72,268 | Indirect | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −221 | $590.01 | −$130,392.21 | 72,047 | Indirect | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −155 | $591.47 | −$91,677.85 | 71,892 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2021 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 11,237 | Direct | |
| Jul 15, 2021 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 6,237 | Direct | |
| Jul 15, 2021 | Common Stock | MOption exerciseDisposed | −6,237 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.