James Joshua G 的 Form 4/A 修正申報
修正Huckleberry.ai, Inc.（DOMO），2023/3/31 申報
- 申報編號
- 0001505952-23-000030
- 申報時間
- 2023/3/31 17:43 ET
- 交易日
- 2022/11/9-11/11
- 申報延遲
- 142 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2022/11/14
這份申報列了 6 筆非衍生性交易。公開市場賣出合計 $162.3 萬。交易後 142 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| James Joshua GCIK 0001366770 | 持股 10% 以上大股東 |
| Cocolalla, LLCCIK 0001367687 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/9 | Class B Common Stock | S賣出處分 | −7,284 | $13.13F1,F2 | −$95,604.69 | 92,716 | 間接 | |
| 2022/11/10 | Class B Common Stock | S賣出處分 | −30,000 | $14.60F4,F5 | −$437,943 | 211,030 | 直接 | |
| 2022/11/10 | Class B Common Stock | S賣出處分 | −61,736 | $14.59F4,F6 | −$900,746.76 | 30,980 | 間接 | |
| 2022/11/11 | Class B Common Stock | S賣出處分 | −7,500 | $14.73F7,F8 | −$110,454.75 | 203,530 | 直接 | |
| 2022/11/11 | Class B Common Stock | S賣出處分 | −400 | $14.16F7,F9 | −$5,663.6 | 203,130 | 直接 | |
| 2022/11/11 | Class B Common Stock | S賣出處分 | −4,954 | $14.75F7,F10 | −$73,086.86 | 26,026 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $13.06 to $13.28 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of 7,284 shares of the issuer's Class B common stock on November 9, 2022. In fact, as reported by this amendment, such shares of Class B common stock had been held by, and were disposed of by, Cocolalla, LLC. In addition, the original Form 4 mistakenly reported the weighted average sale price of the shares subject to such transaction and the range of prices at which such shares were sold.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Joshua G. James is the manager of Cocolalla, LLC, with voting and dispositive power over the securities held by Cocolalla, LLC. Consequently, Mr. James may may be deemed to beneficially own the shares of the issuer's Class B common stock held of record by Cocolalla, LLC.
- F4
On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of an aggregate of 91,736 shares of the issuer's Class B common stock on November 10, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 30,000 shares on such date and Cocolalla, LLC disposed of an aggregate of 61,736 shares on such date.
表 I 有 2 筆交易的價格引用這則附註。
- F5
The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $14.43 to $14.93 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $14.15 to $14.94 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of an aggregate of 12,854 shares of the issuer's Class B common stock on November 11, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 7,900 shares on such date and Cocolalla, LLC disposed of an aggregate of 4,954 shares on such date.
表 I 有 3 筆交易的價格引用這則附註。
- F8
The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $14.22 to $15.22 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $14.11 to $14.19 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $14.22 to $15.21 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。