James Joshua G's Form 4/A amendment
AmendedHuckleberry.ai, Inc. (DOMO) · filed Mar 31, 2023
- Accession no.
- 0001505952-23-000030
- Filed
- Mar 31, 2023, 5:43 PM ET
- Trade date
- Nov 9-11, 2022
- Filing delay
- 142 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Nov 14, 2022
This filing lists 6 non-derivative transactions. Open-market sales total $1.62M. It was filed 142 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| James Joshua GCIK 0001366770 | 10% Owner |
| Cocolalla, LLCCIK 0001367687 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2022 | Class B Common Stock | SSaleDisposed | −7,284 | $13.13F1,F2 | −$95,604.69 | 92,716 | Indirect | |
| Nov 10, 2022 | Class B Common Stock | SSaleDisposed | −30,000 | $14.60F4,F5 | −$437,943 | 211,030 | Direct | |
| Nov 10, 2022 | Class B Common Stock | SSaleDisposed | −61,736 | $14.59F4,F6 | −$900,746.76 | 30,980 | Indirect | |
| Nov 11, 2022 | Class B Common Stock | SSaleDisposed | −7,500 | $14.73F7,F8 | −$110,454.75 | 203,530 | Direct | |
| Nov 11, 2022 | Class B Common Stock | SSaleDisposed | −400 | $14.16F7,F9 | −$5,663.6 | 203,130 | Direct | |
| Nov 11, 2022 | Class B Common Stock | SSaleDisposed | −4,954 | $14.75F7,F10 | −$73,086.86 | 26,026 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $13.06 to $13.28 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of 7,284 shares of the issuer's Class B common stock on November 9, 2022. In fact, as reported by this amendment, such shares of Class B common stock had been held by, and were disposed of by, Cocolalla, LLC. In addition, the original Form 4 mistakenly reported the weighted average sale price of the shares subject to such transaction and the range of prices at which such shares were sold.
Referenced by the price of 1 transaction in Table I.
- F3
Joshua G. James is the manager of Cocolalla, LLC, with voting and dispositive power over the securities held by Cocolalla, LLC. Consequently, Mr. James may may be deemed to beneficially own the shares of the issuer's Class B common stock held of record by Cocolalla, LLC.
- F4
On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of an aggregate of 91,736 shares of the issuer's Class B common stock on November 10, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 30,000 shares on such date and Cocolalla, LLC disposed of an aggregate of 61,736 shares on such date.
Referenced by the price of 2 transactions in Table I.
- F5
The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $14.43 to $14.93 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $14.15 to $14.94 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of an aggregate of 12,854 shares of the issuer's Class B common stock on November 11, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 7,900 shares on such date and Cocolalla, LLC disposed of an aggregate of 4,954 shares on such date.
Referenced by the price of 3 transactions in Table I.
- F8
The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $14.22 to $15.22 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $14.11 to $14.19 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $14.22 to $15.21 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.