Griffin Kathy M 的 Form 4/A 修正申報
修正Global Tech Industries Group, Inc.（GTII），2023/5/9 申報
- 申報編號
- 0001493152-23-016023
- 申報時間
- 2023/5/9
- 交易日
- 2022/10/3-2023/3/1
- 申報延遲
- 218 天
- 10b5-1 計畫
- 有勾選
- 原始申報日
- 2023/3/30
這份申報列了 6 筆非衍生性交易。公開市場賣出合計 $15.3 萬。交易後 218 天申報。
這份修正申報取代了 0001493152-23-009620（2023/3/30 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Griffin Kathy MCIK 0001496142 | 董事、高階主管（總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/10/3 | Common Stock | S賣出處分 | −9,672 | $6.10 | −$58,999.2 | 11,605,840 | 直接 | |
| 2022/11/1 | Common Stock | S賣出處分 | −9,672 | $4.00 | −$38,688 | 11,596,168 | 直接 | |
| 2022/12/1 | Common Stock | S賣出處分 | −9,672 | $1.05 | −$10,155.6 | 11,586,496 | 直接 | |
| 2023/1/3 | Common Stock | S賣出處分 | −9,672 | $1.23 | −$11,896.56 | 20,009,672 | 直接 | |
| 2023/2/1 | Common Stock | S賣出處分 | −9,672 | $2.00 | −$19,344 | 20,000,000 | 直接 | |
| 2023/3/1 | Common Stock | S賣出處分 | −9,672 | $1.39 | −$13,444.08 | 19,990,328 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On March 30, 2023, the reporting person filed a Form 4 which inadvertently reported a "Deemed Execution Date", under column 2A.
- F2
On March 30, 2023, the reporting person filed a Form 4 which also inadvertently reported the incorrect "Transaction Code", under column 3. Furthermore, the transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, which was adopted by the reporting person on June 23, 2022.
- F3
On March 30, 2023, the reporting person filed a Form 4 which also inadvertently reported an inaccurate number of shares of common stock beneficially owned by the reporting person following each reported transaction. In fact, as reported in this amendment, the reporting person owned 8,432,848 more shares of common stock than was reported after each transaction.