Griffin Kathy M's Form 4/A amendment
AmendedGlobal Tech Industries Group, Inc. (GTII) · filed May 9, 2023
- Accession no.
- 0001493152-23-016023
- Filed
- May 9, 2023
- Trade date
- Oct 3, 2022-Mar 1, 2023
- Filing delay
- 218 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Mar 30, 2023
This filing lists 6 non-derivative transactions. Open-market sales total $152.5K. It was filed 218 days after the trade.
This amendment replaces 0001493152-23-009620 (filed Mar 30, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Griffin Kathy MCIK 0001496142 | Director, Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 3, 2022 | Common Stock | SSaleDisposed | −9,672 | $6.10 | −$58,999.2 | 11,605,840 | Direct | |
| Nov 1, 2022 | Common Stock | SSaleDisposed | −9,672 | $4.00 | −$38,688 | 11,596,168 | Direct | |
| Dec 1, 2022 | Common Stock | SSaleDisposed | −9,672 | $1.05 | −$10,155.6 | 11,586,496 | Direct | |
| Jan 3, 2023 | Common Stock | SSaleDisposed | −9,672 | $1.23 | −$11,896.56 | 20,009,672 | Direct | |
| Feb 1, 2023 | Common Stock | SSaleDisposed | −9,672 | $2.00 | −$19,344 | 20,000,000 | Direct | |
| Mar 1, 2023 | Common Stock | SSaleDisposed | −9,672 | $1.39 | −$13,444.08 | 19,990,328 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On March 30, 2023, the reporting person filed a Form 4 which inadvertently reported a "Deemed Execution Date", under column 2A.
- F2
On March 30, 2023, the reporting person filed a Form 4 which also inadvertently reported the incorrect "Transaction Code", under column 3. Furthermore, the transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, which was adopted by the reporting person on June 23, 2022.
- F3
On March 30, 2023, the reporting person filed a Form 4 which also inadvertently reported an inaccurate number of shares of common stock beneficially owned by the reporting person following each reported transaction. In fact, as reported in this amendment, the reporting person owned 8,432,848 more shares of common stock than was reported after each transaction.