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Scott Julie A 的 Form 4/A 修正申報

修正

First Interstate Bancsystem Inc(FIBK),2023/5/4 申報

申報編號
0001493152-23-015459
申報時間
2023/5/4 16:33 ET
交易日
2023/2/28
申報延遲
65 天
10b5-1 計畫
沒有勾選
原始申報日
2023/3/1

這份申報列了 1 筆非衍生性交易。公開市場賣出合計 $1,026 萬。交易後 65 天申報。

這份修正申報取代了 0001493152-23-006371(2023/3/1 申報)。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Scott Julie ACIK 0001234619持股 10% 以上大股東
Julie A Scott Rose Trustee of the Julie A Scott Rose Trust Dated 5-14-2002CIK 0001908851持股 10% 以上大股東
First Interstate Bank & Julie Scott Rose, Co-TTEEs of the Joan D Scott Trust Dtd 10/16/12CIK 0001908853持股 10% 以上大股東
Harrison William Scott TrustCIK 0001908873持股 10% 以上大股東
Harper Grace Scott TrustCIK 0001908895持股 10% 以上大股東
Holland Elizabeth Scott TrustCIK 0001908953持股 10% 以上大股東
Elizabeth Lauren Scott Rose TrustCIK 0001908961持股 10% 以上大股東
Juliana Sarah Scott Rose TrustCIK 0001909078持股 10% 以上大股東
IXL Ltd Liability CoCIK 0001909090持股 10% 以上大股東
Exempt Thomas W Scott Marital Trust 2CIK 0001909336持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/2/28Class A Common StockS賣出處分−288,000$35.63−$10,261,4402,517,351間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Composed of 399,143 shares held of record by Julie A Scott-Rose Trustee of the Julie A Scott Rose Trust Dated 5-14-02, 209,678 shares held of record by IXL Limited Liability Company, 61,148 shares held of record by Holland Elizabeth Scott Trust, 61,148 shares held of record by Harper Grace Scott Trust, 61,148 shares held of record by Harrison William Scott Trust 1,381,865 Shares held of record by the Non-Exempt Thomas W.Scott Marital Trust, 89,335 shares held of record by the Exempt Thomas W. Scott Marital Trust 2, 10,424 shares held of record by Joan D. Scott trust DTD 10-16-12, 121,731 shares held of record by Juliana Sarah Scott Rose Trust, and 121,731 shares held of record by Elizabeth Lauren Scott Rose Trust.

F2

As a result of certain agreements entered into by and among the reporting persons, the Issuer, and certain other stockholders of the Issuer, the reporting persons may be deemed members of a group with the other signatories thereto and may be deemed to share beneficial ownership of the securities reported herein. Each of the reporting persons disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. The reporting persons expect to file future Forms 4 and 5, if any, together with Julie Scott Rose with the indication of direct or indirect ownership in Table I and Table II being made from Julie Scott Rose's perspective. The nature of beneficial ownership is described in detail by footnote for all reporting persons.

F3

The 288,000 shares were sold by the Non-Exempt Thomas W. Scott Marital Trust.

備註

Amendment filed solely to reflect reporting person as a 10% owner as a member of a Section 13(d) "group" described in Schedule 13D filed with the Securities and Exchange Commission on March 25, 2022. The reporting Person is not a Director.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)