Scott Julie A's Form 4/A amendment
AmendedFirst Interstate Bancsystem Inc (FIBK) · filed May 4, 2023
- Accession no.
- 0001493152-23-015459
- Filed
- May 4, 2023, 4:33 PM ET
- Trade date
- Feb 28, 2023
- Filing delay
- 65 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Mar 1, 2023
This filing lists 1 non-derivative transaction. Open-market sales total $10.3M. It was filed 65 days after the trade.
This amendment replaces 0001493152-23-006371 (filed Mar 1, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Scott Julie ACIK 0001234619 | 10% Owner |
| Julie A Scott Rose Trustee of the Julie A Scott Rose Trust Dated 5-14-2002CIK 0001908851 | 10% Owner |
| First Interstate Bank & Julie Scott Rose, Co-TTEEs of the Joan D Scott Trust Dtd 10/16/12CIK 0001908853 | 10% Owner |
| Harrison William Scott TrustCIK 0001908873 | 10% Owner |
| Harper Grace Scott TrustCIK 0001908895 | 10% Owner |
| Holland Elizabeth Scott TrustCIK 0001908953 | 10% Owner |
| Elizabeth Lauren Scott Rose TrustCIK 0001908961 | 10% Owner |
| Juliana Sarah Scott Rose TrustCIK 0001909078 | 10% Owner |
| IXL Ltd Liability CoCIK 0001909090 | 10% Owner |
| Exempt Thomas W Scott Marital Trust 2CIK 0001909336 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2023 | Class A Common Stock | SSaleDisposed | −288,000 | $35.63 | −$10,261,440 | 2,517,351 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Composed of 399,143 shares held of record by Julie A Scott-Rose Trustee of the Julie A Scott Rose Trust Dated 5-14-02, 209,678 shares held of record by IXL Limited Liability Company, 61,148 shares held of record by Holland Elizabeth Scott Trust, 61,148 shares held of record by Harper Grace Scott Trust, 61,148 shares held of record by Harrison William Scott Trust 1,381,865 Shares held of record by the Non-Exempt Thomas W.Scott Marital Trust, 89,335 shares held of record by the Exempt Thomas W. Scott Marital Trust 2, 10,424 shares held of record by Joan D. Scott trust DTD 10-16-12, 121,731 shares held of record by Juliana Sarah Scott Rose Trust, and 121,731 shares held of record by Elizabeth Lauren Scott Rose Trust.
- F2
As a result of certain agreements entered into by and among the reporting persons, the Issuer, and certain other stockholders of the Issuer, the reporting persons may be deemed members of a group with the other signatories thereto and may be deemed to share beneficial ownership of the securities reported herein. Each of the reporting persons disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. The reporting persons expect to file future Forms 4 and 5, if any, together with Julie Scott Rose with the indication of direct or indirect ownership in Table I and Table II being made from Julie Scott Rose's perspective. The nature of beneficial ownership is described in detail by footnote for all reporting persons.
- F3
The 288,000 shares were sold by the Non-Exempt Thomas W. Scott Marital Trust.
Remarks
Amendment filed solely to reflect reporting person as a 10% owner as a member of a Section 13(d) "group" described in Schedule 13D filed with the Securities and Exchange Commission on March 25, 2022. The reporting Person is not a Director.