Bremer John A 的 Form 4/A 修正申報
修正Purebase Corp（PUBC），2022/8/11 申報
- 申報編號
- 0001493152-22-022163
- 申報時間
- 2022/8/11 21:17 ET
- 交易日
- 2016/3/4-2022/7/7
- 申報延遲
- 2,351 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2022/7/19
這份申報列了 16 筆非衍生性交易、1 筆衍生性交易。公開市場買進合計 $1.01 萬。交易後 2351 天申報。
這份修正申報取代了 0001493152-22-019771（2022/7/19 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bremer John ACIK 0001655858 | 董事、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2016/3/4 | Common stock | J其他處分 | −40,105,500 | –F1 | – | 0 | 直接 | |
| 2019/4/24 | Common stock | P買進取得 | +10,000 | $0.065 | +$650 | 10,000 | 直接 | |
| 2019/7/24 | Common stock | P買進取得 | +51,785 | $0.055 | +$2,848.18 | 61,785 | 直接 | |
| 2019/7/25 | Common stock | P買進取得 | +15,000 | $0.0785 | +$1,177.5 | 76,785 | 直接 | |
| 2020/2/12 | Common stock | P買進取得 | +10,000 | $0.20 | +$2,000 | 86,785 | 直接 | |
| 2020/4/24 | Common stock | P買進取得 | +10,000 | $0.105 | +$1,050 | 96,785 | 直接 | |
| 2020/10/21 | Common stock | P買進取得 | +9,500 | $0.085 | +$807.5 | 106,285 | 直接 | |
| 2020/10/29 | Common stock | P買進取得 | +10,000 | $0.086 | +$860 | 116,285 | 直接 | |
| 2020/11/2 | Common stock | P買進取得 | +9,000 | $0.08 | +$720 | 125,285 | 直接 | |
| 2016/4/18 | Common stock | J其他處分 | −57,500 | –F2 | – | 0 | 間接 | |
| 2016/3/4 | Common stock | J其他取得 | +40,105,500 | –F1 | – | 40,105,500 | 間接 | |
| 2016/4/18 | Common stock | J其他取得 | +57,500 | –F2 | – | 40,163,000 | 間接 | |
| 2019/9/5 | Common stock | J其他取得 | +60,248,484 | $0.09 | +$5,422,363.56 | 60,248,484 | 間接 | |
| 2020/2/3 | Common stock | J其他取得 | +6,290,094 | $0.09 | +$566,108.46 | 66,538,578 | 間接 | |
| 2022/7/7 | Common stock | J其他取得 | +6,720,905 | $0.16 | +$1,075,344.8 | 73,259,483 | 間接 | |
| 2022/7/7 | Common stock | J其他取得 | +17,020,749 | $0.088 | +$1,497,825.91 | 90,280,232 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/6 | Common Stock | J其他取得 | +116,000,000 | $0.38 | +$44,080,000 | 116,000,000 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Represents the transfer of shares held by the Reporting Person to the Bremer Family 1995 Living Family Trust of which the Reporting person is a trustee.
表 I 有 2 筆交易的價格引用這則附註。
- F2
Represents the transfer of shares held by the Reporting Person's wife to the Bremer Family 1995 Living Family Trust of which the Reporting person is a trustee.
表 I 有 2 筆交易的價格引用這則附註。
- F3
Represents shares held by US Mine Corporation, of which the Reporting Person is a 33.3% owner. The Reporting Person disclaims beneficial ownership as to 66.6% of such shares.
- F4
Option issued to US Mine Corp. as consideration for rights granted under a mineral extraction agreement with the Issuer.
- F5
Represents shares exercisable under an option held by US Mine LLC, of which the Reporting Person is a 33.3% owner. The Reporting Person disclaims beneficial ownership as to 66.6% of such shares.
- F6
58,000,000 shares subject to the option were exercisable as of 4/6/22, 29,000,000 shares vest and become exercisable on 10/6/22 and 29,000,000 shares vest and become exercisable on 4/6/23.