Bremer John A's Form 4/A amendment
AmendedPurebase Corp (PUBC) · filed Aug 11, 2022
- Accession no.
- 0001493152-22-022163
- Filed
- Aug 11, 2022, 9:17 PM ET
- Trade date
- Mar 4, 2016-Jul 7, 2022
- Filing delay
- 2,351 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jul 19, 2022
This filing lists 16 non-derivative transactions and 1 derivative transaction. Open-market purchases total $10.1K. It was filed 2,351 days after the trade.
This amendment replaces 0001493152-22-019771 (filed Jul 19, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bremer John ACIK 0001655858 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2016 | Common stock | JOtherDisposed | −40,105,500 | –F1 | – | 0 | Direct | |
| Apr 24, 2019 | Common stock | PPurchaseAcquired | +10,000 | $0.065 | +$650 | 10,000 | Direct | |
| Jul 24, 2019 | Common stock | PPurchaseAcquired | +51,785 | $0.055 | +$2,848.18 | 61,785 | Direct | |
| Jul 25, 2019 | Common stock | PPurchaseAcquired | +15,000 | $0.0785 | +$1,177.5 | 76,785 | Direct | |
| Feb 12, 2020 | Common stock | PPurchaseAcquired | +10,000 | $0.20 | +$2,000 | 86,785 | Direct | |
| Apr 24, 2020 | Common stock | PPurchaseAcquired | +10,000 | $0.105 | +$1,050 | 96,785 | Direct | |
| Oct 21, 2020 | Common stock | PPurchaseAcquired | +9,500 | $0.085 | +$807.5 | 106,285 | Direct | |
| Oct 29, 2020 | Common stock | PPurchaseAcquired | +10,000 | $0.086 | +$860 | 116,285 | Direct | |
| Nov 2, 2020 | Common stock | PPurchaseAcquired | +9,000 | $0.08 | +$720 | 125,285 | Direct | |
| Apr 18, 2016 | Common stock | JOtherDisposed | −57,500 | –F2 | – | 0 | Indirect | |
| Mar 4, 2016 | Common stock | JOtherAcquired | +40,105,500 | –F1 | – | 40,105,500 | Indirect | |
| Apr 18, 2016 | Common stock | JOtherAcquired | +57,500 | –F2 | – | 40,163,000 | Indirect | |
| Sep 5, 2019 | Common stock | JOtherAcquired | +60,248,484 | $0.09 | +$5,422,363.56 | 60,248,484 | Indirect | |
| Feb 3, 2020 | Common stock | JOtherAcquired | +6,290,094 | $0.09 | +$566,108.46 | 66,538,578 | Indirect | |
| Jul 7, 2022 | Common stock | JOtherAcquired | +6,720,905 | $0.16 | +$1,075,344.8 | 73,259,483 | Indirect | |
| Jul 7, 2022 | Common stock | JOtherAcquired | +17,020,749 | $0.088 | +$1,497,825.91 | 90,280,232 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 6, 2021 | Common Stock | JOtherAcquired | +116,000,000 | $0.38 | +$44,080,000 | 116,000,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the transfer of shares held by the Reporting Person to the Bremer Family 1995 Living Family Trust of which the Reporting person is a trustee.
Referenced by the price of 2 transactions in Table I.
- F2
Represents the transfer of shares held by the Reporting Person's wife to the Bremer Family 1995 Living Family Trust of which the Reporting person is a trustee.
Referenced by the price of 2 transactions in Table I.
- F3
Represents shares held by US Mine Corporation, of which the Reporting Person is a 33.3% owner. The Reporting Person disclaims beneficial ownership as to 66.6% of such shares.
- F4
Option issued to US Mine Corp. as consideration for rights granted under a mineral extraction agreement with the Issuer.
- F5
Represents shares exercisable under an option held by US Mine LLC, of which the Reporting Person is a 33.3% owner. The Reporting Person disclaims beneficial ownership as to 66.6% of such shares.
- F6
58,000,000 shares subject to the option were exercisable as of 4/6/22, 29,000,000 shares vest and become exercisable on 10/6/22 and 29,000,000 shares vest and become exercisable on 4/6/23.