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Neuhauser James C 的 Form 4 申報

Fat Brands, Inc(FAT),2021/8/26 申報

申報編號
0001493152-21-021369
申報時間
2021/8/26
交易日
2021/8/24-8/26
申報延遲
2 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 3 筆非衍生性交易。公開市場賣出合計 $54.9 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Neuhauser James CCIK 0001437165董事

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/8/24Series B Cumulative Preferred StockS賣出處分−5,000$22.62F1−$113,10019,685直接
2021/8/25Series B Cumulative Preferred StockS賣出處分−5,000$22.46F2−$112,30014,685直接
2021/8/26Series B Cumulative Preferred StockS賣出處分−14,685$22.07F3−$324,097.950直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Price represents the weighted average sale price of the shares sold on August 24, 2021. The sale price ranged from $22.5350 to $22.7752 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F2

Price represents the weighted average sale price of the shares sold on August 25, 2021. The sale price ranged from $22.3456 to $22.5968 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F3

Price represents the weighted average sale price of the shares sold on August 26, 2021. The sale price ranged from $21.50 to $22.675 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)