Neuhauser James C's Form 4 filing
Fat Brands, Inc (FAT) · filed Aug 26, 2021
- Accession no.
- 0001493152-21-021369
- Filed
- Aug 26, 2021
- Trade date
- Aug 24-26, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $549.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Neuhauser James CCIK 0001437165 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 24, 2021 | Series B Cumulative Preferred Stock | SSaleDisposed | −5,000 | $22.62F1 | −$113,100 | 19,685 | Direct | |
| Aug 25, 2021 | Series B Cumulative Preferred Stock | SSaleDisposed | −5,000 | $22.46F2 | −$112,300 | 14,685 | Direct | |
| Aug 26, 2021 | Series B Cumulative Preferred Stock | SSaleDisposed | −14,685 | $22.07F3 | −$324,097.95 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price represents the weighted average sale price of the shares sold on August 24, 2021. The sale price ranged from $22.5350 to $22.7752 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F2
Price represents the weighted average sale price of the shares sold on August 25, 2021. The sale price ranged from $22.3456 to $22.5968 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
Price represents the weighted average sale price of the shares sold on August 26, 2021. The sale price ranged from $21.50 to $22.675 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.