Ittycheria Dev 的 Form 4/A 修正申報
修正MongoDB, Inc.（MDB），2023/7/6 申報
- 申報編號
- 0001441816-23-000142
- 申報時間
- 2023/7/6
- 交易日
- 2023/6/1
- 申報延遲
- 35 天
- 10b5-1 計畫
- 有勾選
- 原始申報日
- 2023/6/5
這份申報列了 18 筆非衍生性交易。沿用原件裡沒有重述的 1 筆交易。公開市場賣出合計 $574.6 萬。交易後 35 天申報。
這份修正申報重述了 0001441816-23-000090（2023/6/5 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Ittycheria DevCIK 0001397383 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/6/1 | Class A Common Stock | M行使選擇權取得 | +20,000 | $6.50 | +$130,000 | 242,311 | 直接 | |
| 2023/6/1 | Class A Common Stock | S賣出處分 | −200 | $276.77F3 | −$55,354 | 242,111 | 直接 | |
| 2023/6/1 | Class A Common Stock | S賣出處分 | −287 | $277.68F4 | −$79,694.16 | 241,824 | 直接 | |
| 2023/6/1 | Class A Common Stock | S賣出處分 | −460 | $278.79F5 | −$128,243.4 | 241,364 | 直接 | |
| 2023/6/1 | Class A Common Stock | S賣出處分 | −1,341 | $280.38F6 | −$375,989.58 | 240,023 | 直接 | |
| 2023/6/1 | Class A Common Stock | S賣出處分 | −1,007 | $281.21F7 | −$283,178.47 | 239,016 | 直接 | |
| 2023/6/1 | Class A Common Stock | S賣出處分 | −900 | $282.10F8 | −$253,890 | 238,116 | 直接 | |
| 2023/6/1 | Class A Common Stock | S賣出處分 | −2,709 | $283.21F9 | −$767,215.89 | 235,407 | 直接 | |
| 2023/6/1 | Class A Common Stock | S賣出處分 | −703 | $284.43F10 | −$199,954.29 | 234,704 | 直接 | |
| 2023/6/1 | Class A Common Stock | S賣出處分 | −625 | $285.33F11 | −$178,331.25 | 234,079 | 直接 | |
| 2023/6/1 | Class A Common Stock | S賣出處分 | −126 | $286.42F12 | −$36,088.92 | 233,953 | 直接 | |
| 2023/6/1 | Class A Common Stock | S賣出處分 | −1,656 | $288.07F13 | −$477,043.92 | 232,297 | 直接 | |
| 2023/6/1 | Class A Common Stock | S賣出處分 | −1,525 | $288.67F14 | −$440,221.75 | 230,772 | 直接 | |
| 2023/6/1 | Class A Common Stock | S賣出處分 | −886 | $290.21F15 | −$257,126.06 | 229,886 | 直接 | |
| 2023/6/1 | Class A Common Stock | S賣出處分 | −2,841 | $290.99F16 | −$826,702.59 | 227,045 | 直接 | |
| 2023/6/1 | Class A Common Stock | S賣出處分 | −1,918 | $291.96F17 | −$559,979.28 | 225,127 | 直接 | |
| 2023/6/1 | Class A Common Stock | S賣出處分 | −731 | $293.30F18 | −$214,402.3 | 224,396 | 直接 | |
| 2023/6/1 | Class A Common Stock | S賣出處分 | −2,085 | $294.02F19 | −$613,031.7 | 222,311 | 直接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001441816-23-000090（2023/6/5 申報）。
衍生性證券（表 II）
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/6/1 | Class A Common Stock | M行使選擇權處分 | −20,000 | $0.00 | $0 | 488,036 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2
On June 1, 2023, the Reporting Person (i) acquired 20,000 shares of the Issuer's common stock ("Shares") at a price of $6.50 per Share pursuant to the exercise of a stock option and (ii) sold 20,000 Shares pursuant to a Rule 10b5-1 trading plan and correctly reported the acquisition and sale on a Form 4 filed on June 5, 2023. Due to an administrative error, the Reporting Person incorrectly reported on the same Form 4 that the Amount of Securities Beneficially Owned Following Reported Transactions was 282,311 Shares following the option exercise and 262,311 Shares following the sale. The Amount of Securities Beneficially Owned Following Reported Transactions was actually 242,311 Shares following the option exercise and 222,311 Shares following the sale, which reflects the number of Shares beneficially owned by the Reporting Person as of the date of this report.
- F3
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $276.36 to $277.18, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $277.41 to $277.94, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $278.41 to $279.23, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $279.73 to $280.69, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $280.76 to $281.60, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $281.77 to $282.57, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $282.78 to $283.77, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $283.86 to $284.85, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $284.92 to $285.84, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $286.24 to $287.09, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $287.38 to $288.32, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F14
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $288.42 to $289.37, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F15
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $289.45 to $290.43, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F16
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $290.46 to $291.29, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F17
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $291.46 to $292.39, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F18
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $292.65 to $293.61, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F19
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $293.93 to $294.36, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。