Ittycheria Dev's Form 4/A amendment
AmendedMongoDB, Inc. (MDB) · filed Jul 6, 2023
- Accession no.
- 0001441816-23-000142
- Filed
- Jul 6, 2023
- Trade date
- Jun 1, 2023
- Filing delay
- 35 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Jun 5, 2023
This filing lists 18 non-derivative transactions. It carries over 1 transaction from the original filing that it did not restate. Open-market sales total $5.75M. It was filed 35 days after the trade.
This amendment restates part of 0001441816-23-000090 (filed Jun 5, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ittycheria DevCIK 0001397383 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2023 | Class A Common Stock | MOption exerciseAcquired | +20,000 | $6.50 | +$130,000 | 242,311 | Direct | |
| Jun 1, 2023 | Class A Common Stock | SSaleDisposed | −200 | $276.77F3 | −$55,354 | 242,111 | Direct | |
| Jun 1, 2023 | Class A Common Stock | SSaleDisposed | −287 | $277.68F4 | −$79,694.16 | 241,824 | Direct | |
| Jun 1, 2023 | Class A Common Stock | SSaleDisposed | −460 | $278.79F5 | −$128,243.4 | 241,364 | Direct | |
| Jun 1, 2023 | Class A Common Stock | SSaleDisposed | −1,341 | $280.38F6 | −$375,989.58 | 240,023 | Direct | |
| Jun 1, 2023 | Class A Common Stock | SSaleDisposed | −1,007 | $281.21F7 | −$283,178.47 | 239,016 | Direct | |
| Jun 1, 2023 | Class A Common Stock | SSaleDisposed | −900 | $282.10F8 | −$253,890 | 238,116 | Direct | |
| Jun 1, 2023 | Class A Common Stock | SSaleDisposed | −2,709 | $283.21F9 | −$767,215.89 | 235,407 | Direct | |
| Jun 1, 2023 | Class A Common Stock | SSaleDisposed | −703 | $284.43F10 | −$199,954.29 | 234,704 | Direct | |
| Jun 1, 2023 | Class A Common Stock | SSaleDisposed | −625 | $285.33F11 | −$178,331.25 | 234,079 | Direct | |
| Jun 1, 2023 | Class A Common Stock | SSaleDisposed | −126 | $286.42F12 | −$36,088.92 | 233,953 | Direct | |
| Jun 1, 2023 | Class A Common Stock | SSaleDisposed | −1,656 | $288.07F13 | −$477,043.92 | 232,297 | Direct | |
| Jun 1, 2023 | Class A Common Stock | SSaleDisposed | −1,525 | $288.67F14 | −$440,221.75 | 230,772 | Direct | |
| Jun 1, 2023 | Class A Common Stock | SSaleDisposed | −886 | $290.21F15 | −$257,126.06 | 229,886 | Direct | |
| Jun 1, 2023 | Class A Common Stock | SSaleDisposed | −2,841 | $290.99F16 | −$826,702.59 | 227,045 | Direct | |
| Jun 1, 2023 | Class A Common Stock | SSaleDisposed | −1,918 | $291.96F17 | −$559,979.28 | 225,127 | Direct | |
| Jun 1, 2023 | Class A Common Stock | SSaleDisposed | −731 | $293.30F18 | −$214,402.3 | 224,396 | Direct | |
| Jun 1, 2023 | Class A Common Stock | SSaleDisposed | −2,085 | $294.02F19 | −$613,031.7 | 222,311 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001441816-23-000090 (filed Jun 5, 2023).
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2023 | Class A Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 488,036 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2
On June 1, 2023, the Reporting Person (i) acquired 20,000 shares of the Issuer's common stock ("Shares") at a price of $6.50 per Share pursuant to the exercise of a stock option and (ii) sold 20,000 Shares pursuant to a Rule 10b5-1 trading plan and correctly reported the acquisition and sale on a Form 4 filed on June 5, 2023. Due to an administrative error, the Reporting Person incorrectly reported on the same Form 4 that the Amount of Securities Beneficially Owned Following Reported Transactions was 282,311 Shares following the option exercise and 262,311 Shares following the sale. The Amount of Securities Beneficially Owned Following Reported Transactions was actually 242,311 Shares following the option exercise and 222,311 Shares following the sale, which reflects the number of Shares beneficially owned by the Reporting Person as of the date of this report.
- F3
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $276.36 to $277.18, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $277.41 to $277.94, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $278.41 to $279.23, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $279.73 to $280.69, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $280.76 to $281.60, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $281.77 to $282.57, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $282.78 to $283.77, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $283.86 to $284.85, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $284.92 to $285.84, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $286.24 to $287.09, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $287.38 to $288.32, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F14
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $288.42 to $289.37, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F15
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $289.45 to $290.43, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F16
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $290.46 to $291.29, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F17
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $291.46 to $292.39, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F18
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $292.65 to $293.61, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F19
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $293.93 to $294.36, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.