Dondero James D 的 Form 4 申報
Nexpoint Diversified Real Estate TrustNXDT，2024/10/9 申報
- 申報編號
- 0001437749-24-030959
- 申報時間
- 2024/10/9
- 交易日
- 2022/1/19-2024/10/7
- 申報延遲
- 994 天遲報
- 10b5-1 計畫
- 沒有勾選
這份申報列了 9 筆非衍生性交易。公開市場買進合計 $15.5 萬。交易後 994 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Dondero James DCIK 0001228922 | 董事、高階主管（見申報備註）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/1/19 | Common Stock | P買進取得 | +2,240 | $13.81 | +$30,934.4 | 5,833.52 | 間接 | |
| 2022/1/19 | Common Stock | P買進取得 | +2,230 | $13.81 | +$30,796.3 | 5,820.39 | 間接 | |
| 2022/1/19 | Common Stock | P買進取得 | +2,240 | $13.82 | +$30,956.8 | 5,833.53 | 間接 | |
| 2022/1/26 | Common Stock | P買進取得 | +1,150 | $13.70 | +$15,755 | 4,327.71 | 間接 | |
| 2022/8/30 | Common Stock | P買進取得 | +1,000 | $15.73 | +$15,730 | 4,141.34 | 間接 | |
| 2022/1/19 | Common Stock | P買進取得 | +2,240 | $13.82 | +$30,956.8 | 5,833.53 | 間接 | |
| 2024/10/7 | Common Stock | A公司授予取得 | +78,922.05 | –F3 | – | 1,177,518.87 | 間接 | |
| 2024/10/7 | Common Stock | A公司授予取得 | +90,502.15 | –F5 | – | 1,268,021.02 | 間接 | |
| 2024/10/7 | Common Stock | A公司授予取得 | +80,929.6 | –F6 | – | 1,348,950.62 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
Under the terms of the Advisory Agreement, dated July 1, 2022, by and between NexPoint Diversified Real Estate Trust (the "Company") and NexPoint Real Estate Advisers X, L.P. (the "Adviser"), as amended by that First Amendment to Advisory Agreement dated October 25, 2022, as amended by that Second Amendment to Advisory Agreement, dated April 11, 2023 and as amended by that Third Amendment to Advisory Agreement dated July 22, 2024 (the "Advisory Agreement"), the Adviser receives payment for a portion of its monthly fees under the Advisory Agreement in common shares of the Company. Such common shares received as payment are valued at the volume-weighted average price ("VWAP") of the shares for the 10 trading days prior to the end of the month for which such fees will be paid. The Company issued 78,922.05 common shares to the Adviser as payment of its fees for the month of July at a VWAP of $6.4097 per share.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Under the terms of the Advisory Agreement, the Adviser receives payment for a portion of its monthly fees under the Advisory Agreement in common shares of the Company. Such common shares received as payment are valued at the VWAP of the shares for the 10 trading days prior to the end of the month for which such fees will be paid. The Company issued 90,502.15 common shares to the Adviser as payment of its fees for the month of August at a VWAP of $5.7060 per share.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Under the terms of the Advisory Agreement, the Adviser receives payment for a portion of its monthly fees under the Advisory Agreement in common shares of the Company. Such common shares received as payment are valued at the VWAP of the shares for the 10 trading days prior to the end of the month for which such fees will be paid. The Company issued 80,929.6 common shares to the Adviser as payment of its fees for the month of September at a VWAP of $6.2507 per share.
表 I 有 1 筆交易的價格引用這則附註。
備註
President