Dondero James D's Form 4 filing
Nexpoint Diversified Real Estate Trust (NXDT) · filed Oct 9, 2024
- Accession no.
- 0001437749-24-030959
- Filed
- Oct 9, 2024
- Trade date
- Jan 19, 2022-Oct 7, 2024
- Filing delay
- 994 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 9 non-derivative transactions and 0 derivative transactions. Open-market purchases total $155.1K. It was filed 994 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dondero James DCIK 0001228922 | Director, Officer (See Remarks), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 19, 2022 | Common Stock | PPurchaseAcquired | +2,240 | $13.81 | +$30,934.4 | 5,833.52 | Indirect | |
| Jan 19, 2022 | Common Stock | PPurchaseAcquired | +2,230 | $13.81 | +$30,796.3 | 5,820.39 | Indirect | |
| Jan 19, 2022 | Common Stock | PPurchaseAcquired | +2,240 | $13.82 | +$30,956.8 | 5,833.53 | Indirect | |
| Jan 26, 2022 | Common Stock | PPurchaseAcquired | +1,150 | $13.70 | +$15,755 | 4,327.71 | Indirect | |
| Aug 30, 2022 | Common Stock | PPurchaseAcquired | +1,000 | $15.73 | +$15,730 | 4,141.34 | Indirect | |
| Jan 19, 2022 | Common Stock | PPurchaseAcquired | +2,240 | $13.82 | +$30,956.8 | 5,833.53 | Indirect | |
| Oct 7, 2024 | Common Stock | AGrant or awardAcquired | +78,922.05 | – | – | 1,177,518.87 | Indirect | |
| Oct 7, 2024 | Common Stock | AGrant or awardAcquired | +90,502.15 | – | – | 1,268,021.02 | Indirect | |
| Oct 7, 2024 | Common Stock | AGrant or awardAcquired | +80,929.6 | – | – | 1,348,950.62 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.