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Geygan Jeffrey Richart 的 Form 4 申報

Rocky Mountain Chocolate Factory, Inc.(RMCF),2023/7/24 申報

申報編號
0001437749-23-020554
申報時間
2023/7/24
交易日
2023/7/20-7/21
申報延遲
4 天
10b5-1 計畫
沒有勾選

這份申報列了 4 筆非衍生性交易。公開市場買進合計 $8.66 萬。公開市場賣出合計 $4,785。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Geygan Jeffrey RichartCIK 0001733547董事

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/7/20Common StockP買進取得+5,590$5.74F1+$32,086.6626,910間接
2023/7/21Common StockP買進取得+9,443$5.77F1+$54,486.11636,353間接
2023/7/21Common StockS賣出處分−825$5.80F5−$4,785635,528間接
2023/7/21Common StockJ其他取得+22,948–F4–658,476間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

表 I 有 2 筆交易的價格引用這則附註。

F4

As of July 21, 2023, certain separately managed accounts advised by GVIC received shares of Common Stock previously held in an account that was not advised by, and is not currently advised by GVIC. As a result of this receipt, GVIC claimed indirect beneficial ownership over such shares of Common Stock as of the date of the receipt. No purchase price is associated with the receipt.

表 I 有 1 筆交易的價格引用這則附註。

F5

The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)