Geygan Jeffrey Richart's Form 4 filing
Rocky Mountain Chocolate Factory, Inc. (RMCF) · filed Jul 24, 2023
- Accession no.
- 0001437749-23-020554
- Filed
- Jul 24, 2023
- Trade date
- Jul 20-21, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market purchases total $86.6K. Open-market sales total $4.79K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Geygan Jeffrey RichartCIK 0001733547 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 20, 2023 | Common Stock | PPurchaseAcquired | +5,590 | $5.74F1 | +$32,086.6 | 626,910 | Indirect | |
| Jul 21, 2023 | Common Stock | PPurchaseAcquired | +9,443 | $5.77F1 | +$54,486.11 | 636,353 | Indirect | |
| Jul 21, 2023 | Common Stock | SSaleDisposed | −825 | $5.80F5 | −$4,785 | 635,528 | Indirect | |
| Jul 21, 2023 | Common Stock | JOtherAcquired | +22,948 | –F4 | – | 658,476 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.
Referenced by the price of 2 transactions in Table I.
- F4
As of July 21, 2023, certain separately managed accounts advised by GVIC received shares of Common Stock previously held in an account that was not advised by, and is not currently advised by GVIC. As a result of this receipt, GVIC claimed indirect beneficial ownership over such shares of Common Stock as of the date of the receipt. No purchase price is associated with the receipt.
Referenced by the price of 1 transaction in Table I.
- F5
The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.