Mansfield Keith 的 Form 4/A 修正申報
修正Business First Bancshares, Inc.（BFST），2023/5/11 申報
- 申報編號
- 0001437749-23-013836
- 申報時間
- 2023/5/11
- 交易日
- 2023/5/2-5/3
- 申報延遲
- 9 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2023/5/5
這份申報列了 2 筆非衍生性交易。公開市場買進合計 $14.6 萬。交易後 9 天申報。
這份修正申報取代了 0001437749-23-012840（2023/5/5 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansfield KeithCIK 0001734773 | 高階主管（EVP&COO of b1Bank） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Includes (a) 3,116 shares of unvested restricted stock granted on 2/1/2022, which will vest on 3/31/2024, and (b) 10,838 shares of restricted stock granted on 2/1/2023, of which 5,338 shares will vest on 3/31/2024 and the remaining 5,500 shares will vest on 3/31/2025. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.
- F2
Includes 5,000 shares held by reporting person's IRA.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.55 to $14.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or Commission staff, upon request, full information regarding the number of shares sold at each separate price within this range.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.56 to $14.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or Commission staff, upon request, full information regarding the number of shares sold at each separate price within this range.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The original Form 4, filed on May 5, 2023, is being amended solely to correct an administrative error, which inadvertently reported these purchases as dispositions of shares in column 4 rather than acquisitions of shares.