Mansfield Keith's Form 4/A amendment
AmendedBusiness First Bancshares, Inc. (BFST) · filed May 11, 2023
- Accession no.
- 0001437749-23-013836
- Filed
- May 11, 2023
- Trade date
- May 2-3, 2023
- Filing delay
- 9 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- May 5, 2023
This filing lists 2 non-derivative transactions. Open-market purchases total $145.9K. It was filed 9 days after the trade.
This amendment replaces 0001437749-23-012840 (filed May 5, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansfield KeithCIK 0001734773 | Officer (EVP&COO of b1Bank) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Includes (a) 3,116 shares of unvested restricted stock granted on 2/1/2022, which will vest on 3/31/2024, and (b) 10,838 shares of restricted stock granted on 2/1/2023, of which 5,338 shares will vest on 3/31/2024 and the remaining 5,500 shares will vest on 3/31/2025. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.
- F2
Includes 5,000 shares held by reporting person's IRA.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.55 to $14.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or Commission staff, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.56 to $14.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or Commission staff, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F5
The original Form 4, filed on May 5, 2023, is being amended solely to correct an administrative error, which inadvertently reported these purchases as dispositions of shares in column 4 rather than acquisitions of shares.