Hightower Jack 的 Form 4/A 修正申報
修正HighPeak Energy, Inc.（HPK），2023/1/20 申報
- 申報編號
- 0001437749-23-001421
- 申報時間
- 2023/1/20
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2023/1/5
這份申報沒有列出任何交易。沿用原件裡沒有重述的 1 筆交易。公開市場買進合計 $289.4 萬。
這份修正申報重述了 0001437749-23-000494（2023/1/5 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Hightower JackCIK 0001035234 | 董事、高階主管（執行長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
這份申報沒有這一類的交易。
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001437749-23-000494（2023/1/5 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/4 | Common Stock, par value $0.0001 per share | P買進取得 | +131,539 | $22.00F1 | +$2,893,858 | 2,906,011 | 直接 |
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F1
These shares of common stock were purchased in multiple transactions all priced at $22.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased in each transaction set forth in footnote (1) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On January 5, 2023, the reporting person filed a Form 4 which inadvertently reported that, following the purchase of shares of common stock, he did not indirectly own any shares of HighPeak Energy, Inc.'s (the "Issuer") common stock, par value $0.0001 per share ("Common Stock"). In fact, the reporting person indirectly owned the shares of the Issuer's Common Stock reported in this amendment.
- F2
Represents shares of Common Stock received by (i) HighPeak Pure Acquisition, LLC, a Delaware limited liability company ("Pure Sponsor"), (ii) HighPeak Energy, LP, a Delaware limited partnership ("HighPeak I"), (iii) HighPeak Energy II, LP, a Delaware limited partnership ("HighPeak II" and, together with Pure Sponsor, HighPeak I, and HighPeak Energy III, LP, a Delaware limited partnership, the "Record Holders") in connection with the business combination transaction between the Issuer and Pure Acquisition Corp., a Delaware corporation.
- F3
The Reporting Person directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Exchange Act to be the indirect beneficial owner of the Common Stock owned by the Record Holders. The Reporting Person disclaims beneficial ownership of the Common Stock held by each of the Record Holders except to the extent of his pecuniary interest in each of the Record Holders, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.