Hightower Jack's Form 4/A amendment
AmendedHighPeak Energy, Inc. (HPK) · filed Jan 20, 2023
- Accession no.
- 0001437749-23-001421
- Filed
- Jan 20, 2023
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jan 5, 2023
This filing lists no transactions. It carries over 1 transaction from the original filing that it did not restate. Open-market purchases total $2.89M.
This amendment restates part of 0001437749-23-000494 (filed Jan 5, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hightower JackCIK 0001035234 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001437749-23-000494 (filed Jan 5, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 4, 2023 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +131,539 | $22.00F1 | +$2,893,858 | 2,906,011 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
These shares of common stock were purchased in multiple transactions all priced at $22.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased in each transaction set forth in footnote (1) to this Form 4.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On January 5, 2023, the reporting person filed a Form 4 which inadvertently reported that, following the purchase of shares of common stock, he did not indirectly own any shares of HighPeak Energy, Inc.'s (the "Issuer") common stock, par value $0.0001 per share ("Common Stock"). In fact, the reporting person indirectly owned the shares of the Issuer's Common Stock reported in this amendment.
- F2
Represents shares of Common Stock received by (i) HighPeak Pure Acquisition, LLC, a Delaware limited liability company ("Pure Sponsor"), (ii) HighPeak Energy, LP, a Delaware limited partnership ("HighPeak I"), (iii) HighPeak Energy II, LP, a Delaware limited partnership ("HighPeak II" and, together with Pure Sponsor, HighPeak I, and HighPeak Energy III, LP, a Delaware limited partnership, the "Record Holders") in connection with the business combination transaction between the Issuer and Pure Acquisition Corp., a Delaware corporation.
- F3
The Reporting Person directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Exchange Act to be the indirect beneficial owner of the Common Stock owned by the Record Holders. The Reporting Person disclaims beneficial ownership of the Common Stock held by each of the Record Holders except to the extent of his pecuniary interest in each of the Record Holders, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.