Wright Dickerson 的 Form 4/A 修正申報
修正NV5 Global, Inc.NVEE，2022/3/1 申報
- 申報編號
- 0001437749-22-004951
- 申報時間
- 2022/3/1
- 交易日
- 2022/2/14-2/16
- 申報延遲
- 15 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2022/2/16
這份申報列了 11 筆非衍生性交易。公開市場賣出合計 $425.1 萬。交易後 15 天申報。
這份修正申報取代了 0001437749-22-003589（2022/2/16 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Wright DickersonCIK 0001078734 | 董事、高階主管（董事長、執行長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/2/14 | Common Stock | S賣出處分 | −3,708 | $104.44F4 | −$387,263.52 | 617,499 | 間接 | |
| 2022/2/14 | Common Stock | S賣出處分 | −2,000 | $105.22F5 | −$210,440 | 615,499 | 間接 | |
| 2022/2/14 | Common Stock | S賣出處分 | −3,409 | $106.31F6 | −$362,410.79 | 612,090 | 間接 | |
| 2022/2/14 | Common Stock | S賣出處分 | −883 | $107.27F7 | −$94,719.41 | 611,207 | 間接 | |
| 2022/2/15 | Common Stock | S賣出處分 | −4,700 | $105.62F8 | −$496,414 | 606,507 | 間接 | |
| 2022/2/15 | Common Stock | S賣出處分 | −12,338 | $106.62F9 | −$1,315,477.56 | 594,169 | 間接 | |
| 2022/2/15 | Common Stock | S賣出處分 | −2,962 | $107.35F10 | −$317,970.7 | 591,207 | 間接 | |
| 2022/2/16 | Common Stock | S賣出處分 | −100 | $104.92 | −$10,492 | 591,107 | 間接 | |
| 2022/2/16 | Common Stock | S賣出處分 | −4,873 | $106.22F11 | −$517,610.06 | 586,234 | 間接 | |
| 2022/2/16 | Common Stock | S賣出處分 | −4,727 | $107.12F12 | −$506,356.24 | 581,507 | 間接 | |
| 2022/2/16 | Common Stock | S賣出處分 | −300 | $107.74 | −$32,322 | 581,207 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Dickerson Wright and his wife, Katherine Wright, are trustees. Mr. Wright disclaims beneficial ownership of these securities except to the extent of this pecuniary interest therein.
- F2
The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3
The shares set forth in Column 4 of this Form 4 reflect shares sold by the reporting person for estate planning purposes.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.86 to $104.83, inclusive. The reporting person undertakes to provide to NV5 Global, Inc., any security holder of NV5 Global, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.92 to $106.89, inclusive. The reporting person undertakes to provide to NV5 Global, Inc., any security holder of NV5 Global, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.92 to $106.89, inclusive. The reporting person undertakes to provide to NV5 Global, Inc., any security holder of NV5 Global, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.93 to $107.79, inclusive. The reporting person undertakes to provide to NV5 Global, Inc., any security holder of NV5 Global, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (7) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.05 to $106.04, inclusive. The reporting person undertakes to provide to NV5 Global, Inc., any security holder of NV5 Global, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (8) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.09 to $107.09, inclusive. The reporting person undertakes to provide to NV5 Global, Inc., any security holder of NV5 Global, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (9) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.11 to $108.02, inclusive. The reporting person undertakes to provide to NV5 Global, Inc., any security holder of NV5 Global, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (10) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.68 to $106.66, inclusive. The reporting person undertakes to provide to NV5 Global, Inc., any security holder of NV5 Global, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (11) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.73 to $107.51, inclusive. The reporting person undertakes to provide to NV5 Global, Inc., any security holder of NV5 Global, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (12) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。