Wright Dickerson's Form 4/A amendment
AmendedNV5 Global, Inc.NVEE · filed Mar 1, 2022
- Accession no.
- 0001437749-22-004951
- Filed
- Mar 1, 2022
- Trade date
- Feb 14-16, 2022
- Filing delay
- 15 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Feb 16, 2022
This filing lists 11 non-derivative transactions. Open-market sales total $4.25M. It was filed 15 days after the trade.
This amendment replaces 0001437749-22-003589 (filed Feb 16, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wright DickersonCIK 0001078734 | Director, Officer (Chairman and CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2022 | Common Stock | SSaleDisposed | −3,708 | $104.44F4 | −$387,263.52 | 617,499 | Indirect | |
| Feb 14, 2022 | Common Stock | SSaleDisposed | −2,000 | $105.22F5 | −$210,440 | 615,499 | Indirect | |
| Feb 14, 2022 | Common Stock | SSaleDisposed | −3,409 | $106.31F6 | −$362,410.79 | 612,090 | Indirect | |
| Feb 14, 2022 | Common Stock | SSaleDisposed | −883 | $107.27F7 | −$94,719.41 | 611,207 | Indirect | |
| Feb 15, 2022 | Common Stock | SSaleDisposed | −4,700 | $105.62F8 | −$496,414 | 606,507 | Indirect | |
| Feb 15, 2022 | Common Stock | SSaleDisposed | −12,338 | $106.62F9 | −$1,315,477.56 | 594,169 | Indirect | |
| Feb 15, 2022 | Common Stock | SSaleDisposed | −2,962 | $107.35F10 | −$317,970.7 | 591,207 | Indirect | |
| Feb 16, 2022 | Common Stock | SSaleDisposed | −100 | $104.92 | −$10,492 | 591,107 | Indirect | |
| Feb 16, 2022 | Common Stock | SSaleDisposed | −4,873 | $106.22F11 | −$517,610.06 | 586,234 | Indirect | |
| Feb 16, 2022 | Common Stock | SSaleDisposed | −4,727 | $107.12F12 | −$506,356.24 | 581,507 | Indirect | |
| Feb 16, 2022 | Common Stock | SSaleDisposed | −300 | $107.74 | −$32,322 | 581,207 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Dickerson Wright and his wife, Katherine Wright, are trustees. Mr. Wright disclaims beneficial ownership of these securities except to the extent of this pecuniary interest therein.
- F2
The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3
The shares set forth in Column 4 of this Form 4 reflect shares sold by the reporting person for estate planning purposes.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.86 to $104.83, inclusive. The reporting person undertakes to provide to NV5 Global, Inc., any security holder of NV5 Global, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.92 to $106.89, inclusive. The reporting person undertakes to provide to NV5 Global, Inc., any security holder of NV5 Global, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.92 to $106.89, inclusive. The reporting person undertakes to provide to NV5 Global, Inc., any security holder of NV5 Global, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.93 to $107.79, inclusive. The reporting person undertakes to provide to NV5 Global, Inc., any security holder of NV5 Global, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (7) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.05 to $106.04, inclusive. The reporting person undertakes to provide to NV5 Global, Inc., any security holder of NV5 Global, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (8) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.09 to $107.09, inclusive. The reporting person undertakes to provide to NV5 Global, Inc., any security holder of NV5 Global, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (9) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.11 to $108.02, inclusive. The reporting person undertakes to provide to NV5 Global, Inc., any security holder of NV5 Global, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (10) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.68 to $106.66, inclusive. The reporting person undertakes to provide to NV5 Global, Inc., any security holder of NV5 Global, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (11) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.73 to $107.51, inclusive. The reporting person undertakes to provide to NV5 Global, Inc., any security holder of NV5 Global, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (12) to this Form 4.
Referenced by the price of 1 transaction in Table I.