Mackaness James H 的 Form 4 申報
Soleno Therapeutics IncSLNO，2025/3/31 申報
- 申報編號
- 0001415889-25-009295
- 申報時間
- 2025/3/31
- 交易日
- 2025/3/27
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 16 筆非衍生性交易、5 筆衍生性交易。公開市場賣出合計 $629.3 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mackaness James HCIK 0001422484 | 高階主管（財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/3/27 | Common Stock | S賣出處分 | −1,669 | $65.97F2 | −$110,103.93 | 124,129 | 直接 | |
| 2025/3/27 | Common Stock | S賣出處分 | −2,717 | $66.79F4 | −$181,468.43 | 121,412 | 直接 | |
| 2025/3/27 | Common Stock | S賣出處分 | −4,940 | $67.70F5 | −$334,438 | 116,472 | 直接 | |
| 2025/3/27 | Common Stock | S賣出處分 | −6,498 | $68.79F6 | −$446,997.42 | 109,974 | 直接 | |
| 2025/3/27 | Common Stock | S賣出處分 | −3,762 | $69.84F7 | −$262,738.08 | 106,212 | 直接 | |
| 2025/3/27 | Common Stock | S賣出處分 | −387 | $70.73F8 | −$27,372.51 | 105,825 | 直接 | |
| 2025/3/27 | Common Stock | S賣出處分 | −563 | $71.74F9 | −$40,389.62 | 105,262 | 直接 | |
| 2025/3/27 | Common Stock | S賣出處分 | −86 | $72.64F10 | −$6,247.04 | 105,176 | 直接 | |
| 2025/3/27 | Common Stock | M行使選擇權取得 | +20,000 | $30.75 | +$615,000 | 125,176 | 直接 | |
| 2025/3/27 | Common Stock | M行使選擇權取得 | +10,000 | $5.10 | +$51,000 | 135,176 | 直接 | |
| 2025/3/27 | Common Stock | M行使選擇權取得 | +5,000 | $2.60 | +$13,000 | 140,176 | 直接 | |
| 2025/3/27 | Common Stock | M行使選擇權取得 | +15,000 | $2.41 | +$36,150 | 155,176 | 直接 | |
| 2025/3/27 | Common Stock | M行使選擇權取得 | +20,000 | $5.25 | +$105,000 | 175,176 | 直接 | |
| 2025/3/27 | Common Stock | S賣出處分 | −25,799 | $69.07F11 | −$1,781,936.93 | 149,377 | 直接 | |
| 2025/3/27 | Common Stock | S賣出處分 | −36,157 | $70.03F12 | −$2,532,074.71 | 113,220 | 直接 | |
| 2025/3/27 | Common Stock | S賣出處分 | −8,044 | $70.80F13 | −$569,515.2 | 105,176 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/3/27 | Common Stock | M行使選擇權處分 | −20,000 | $0.00 | $0 | 0 | 直接 | |
| 2025/3/27 | Common Stock | M行使選擇權處分 | −10,000 | $0.00 | $0 | 3,000 | 直接 | |
| 2025/3/27 | Common Stock | M行使選擇權處分 | −5,000 | $0.00 | $0 | 0 | 直接 | |
| 2025/3/27 | Common Stock | M行使選擇權處分 | −15,000 | $0.00 | $0 | 15,000 | 直接 | |
| 2025/3/27 | Common Stock | M行使選擇權處分 | −20,000 | $0.00 | $0 | 67,251 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $65.15 to $66.145. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $66.24 to $67.235. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $67.24 to $68.235. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $68.24 to $69.225. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $69.24 to $70.235. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $70.24 to $71.22. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $71.26 to $72.22. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $72.31 to $72.80. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $68.48 to $69.475. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $69.48 to $70.47. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $70.49 to $71.175. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。