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Mackaness James H's Form 4 filing

Soleno Therapeutics IncSLNO · filed Mar 31, 2025

Accession no.
0001415889-25-009295
Filed
Mar 31, 2025
Trade date
Mar 27, 2025
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 16 non-derivative transactions and 5 derivative transactions. Open-market sales total $6.29M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mackaness James HCIK 0001422484Officer (CHIEF FINANCIAL OFFICER)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 27, 2025Common StockSSaleDisposed−1,669$65.97F2−$110,103.93124,129Direct
Mar 27, 2025Common StockSSaleDisposed−2,717$66.79F4−$181,468.43121,412Direct
Mar 27, 2025Common StockSSaleDisposed−4,940$67.70F5−$334,438116,472Direct
Mar 27, 2025Common StockSSaleDisposed−6,498$68.79F6−$446,997.42109,974Direct
Mar 27, 2025Common StockSSaleDisposed−3,762$69.84F7−$262,738.08106,212Direct
Mar 27, 2025Common StockSSaleDisposed−387$70.73F8−$27,372.51105,825Direct
Mar 27, 2025Common StockSSaleDisposed−563$71.74F9−$40,389.62105,262Direct
Mar 27, 2025Common StockSSaleDisposed−86$72.64F10−$6,247.04105,176Direct
Mar 27, 2025Common StockMOption exerciseAcquired+20,000$30.75+$615,000125,176Direct
Mar 27, 2025Common StockMOption exerciseAcquired+10,000$5.10+$51,000135,176Direct
Mar 27, 2025Common StockMOption exerciseAcquired+5,000$2.60+$13,000140,176Direct
Mar 27, 2025Common StockMOption exerciseAcquired+15,000$2.41+$36,150155,176Direct
Mar 27, 2025Common StockMOption exerciseAcquired+20,000$5.25+$105,000175,176Direct
Mar 27, 2025Common StockSSaleDisposed−25,799$69.07F11−$1,781,936.93149,377Direct
Mar 27, 2025Common StockSSaleDisposed−36,157$70.03F12−$2,532,074.71113,220Direct
Mar 27, 2025Common StockSSaleDisposed−8,044$70.80F13−$569,515.2105,176Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 27, 2025Common StockMOption exerciseDisposed−20,000$0.00$00Direct
Mar 27, 2025Common StockMOption exerciseDisposed−10,000$0.00$03,000Direct
Mar 27, 2025Common StockMOption exerciseDisposed−5,000$0.00$00Direct
Mar 27, 2025Common StockMOption exerciseDisposed−15,000$0.00$015,000Direct
Mar 27, 2025Common StockMOption exerciseDisposed−20,000$0.00$067,251Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction was executed in multiple trades at prices ranging from $65.15 to $66.145. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades at prices ranging from $66.24 to $67.235. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades at prices ranging from $67.24 to $68.235. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades at prices ranging from $68.24 to $69.225. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Referenced by the price of 1 transaction in Table I.

F7

This transaction was executed in multiple trades at prices ranging from $69.24 to $70.235. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Referenced by the price of 1 transaction in Table I.

F8

This transaction was executed in multiple trades at prices ranging from $70.24 to $71.22. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Referenced by the price of 1 transaction in Table I.

F9

This transaction was executed in multiple trades at prices ranging from $71.26 to $72.22. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Referenced by the price of 1 transaction in Table I.

F10

This transaction was executed in multiple trades at prices ranging from $72.31 to $72.80. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Referenced by the price of 1 transaction in Table I.

F11

This transaction was executed in multiple trades at prices ranging from $68.48 to $69.475. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Referenced by the price of 1 transaction in Table I.

F12

This transaction was executed in multiple trades at prices ranging from $69.48 to $70.47. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Referenced by the price of 1 transaction in Table I.

F13

This transaction was executed in multiple trades at prices ranging from $70.49 to $71.175. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)