Siebel Thomas M 的 Form 4 申報
C3.ai, Inc.（AI），2025/2/13 申報
- 申報編號
- 0001415889-25-003936
- 申報時間
- 2025/2/13
- 交易日
- 2025/2/11-2/12
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 6 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $2,147 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Siebel Thomas MCIK 0001031530 | 董事、高階主管（執行長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/2/11 | Class A Common Stock | M行使選擇權取得 | +133,000 | $1.86 | +$247,380 | 1,889,390 | 直接 | |
| 2025/2/11 | Class A Common Stock | S賣出處分 | −334,227 | $32.43F2 | −$10,838,981.61 | 1,555,163 | 直接 | |
| 2025/2/11 | Class A Common Stock | S賣出處分 | −97,447 | $33.49F3 | −$3,263,500.03 | 1,457,716 | 直接 | |
| 2025/2/11 | Class A Common Stock | S賣出處分 | −120,748 | $34.37F4 | −$4,150,108.76 | 1,336,968 | 直接 | |
| 2025/2/12 | Class A Common Stock | S賣出處分 | −78,873 | $32.22F5 | −$2,541,288.06 | 1,258,095 | 直接 | |
| 2025/2/12 | Class A Common Stock | S賣出處分 | −20,828 | $32.58F6 | −$678,576.24 | 1,237,267 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/2/11 | Class A Common Stock | M行使選擇權處分 | −133,000 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Represents weighted average sales price. The shares were sold at prices ranging from $31.945 to $32.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Represents weighted average sales price. The shares were sold at prices ranging from $32.945 to $33.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents weighted average sales price. The shares were sold at prices ranging from $33.945 to $34.815. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents weighted average sales price. The shares were sold at prices ranging from $31.51 to $32.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents weighted average sales price. The shares were sold at prices ranging from $32.51 to $32.76. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。